LH
Lance F. Hallam
VOYA INVESTMENT MANAGEMENT CO. LLC
Severna Park, MD
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CRD#: 2271389
LH
Professional summary
Lance Fairbanks Hallam, CIMA®, who also goes by Lance Hallam, is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Severna Park, Maryland and VOYA INVESTMENTS DISTRIBUTOR, LLC located in Pembroke, Massachusetts.
Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Lance has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lance Hallam
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TALMAGE PLAZA, LLC.- FAMILY LLC INVESTS IN COMMERCIAL RE. I ACT AS AN INVESTOR ONLY AND DO NOT DEVOTE ANY SIGNIFICANT TIME TO THE BUSINESS. EFFECTIVE DATE: 4/6/2009 (2) KELLYBEN LLC POSITION: Member in LLC NATURE: Commercial RE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2020 ADDRESS: 7 Leeds Ln, Monroe Township NJ 08031, United States DESCRIPTION: Family LLC that invests in Commercial RE (3) PEOPLES PLAZA, LLC POSITION: Member NATURE: LLC. Owns A strip mall with multiple businesses renting space. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2023 ADDRESS: 47 Leeds Lane, Monroe TWP NJ 21146, United States DESCRIPTION: It is an LLC set up to own commercial RE.
CRS (Client Relationship Summary) - RIA
Click below to view Lance Fairbanks Hallam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 20, 2025 - Present
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
Severna Park, MD
Current
October 20, 2025 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
Pembroke, MA
Past
April 5, 2024 - October 22, 2025
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
Severna Park, MD
Past
April 5, 2024 - October 22, 2025
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
April 21, 2009 - October 6, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
Severna Park, MD
Past
April 21, 2009 - October 6, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
WASHINGTON, DC
Past
January 5, 2009 - April 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
ANNAPOLIS, MD
Past
December 15, 2008 - April 2, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
ANNAPOLIS, MD
Past
April 8, 2005 - December 31, 2008
BOFA ADVISORS, LLC
RIA
CRD#: 107900
ANNAPOLIS, MD
Past
June 21, 2004 - December 31, 2008
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
ANNAPOLIS, MD
Past
January 1, 2003 - April 18, 2005
BACAP DISTRIBUTORS, LLC
RIA
CRD#: 46088
CHARLOTTE, NC
Past
January 1, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
BD
CRD#: 46088
CHARLOTTE, NC
Past
December 31, 2001 - January 1, 2003
STEPHENS
RIA
CRD#: 3496
CHARLOTTE , NC
Past
February 5, 2001 - January 1, 2003
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Past
July 7, 1997 - January 11, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 14, 1996 - December 18, 1996
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
NEW YORK, NY
Past
June 14, 1993 - June 14, 1994
JARON EQUITIES CORP.
BD
CRD#: 5764
HICKSVILLE, NY
Past
August 21, 1992 - March 30, 1993
FINANCIAL NORTHEASTERN SECURITIES, INC.
BD
CRD#: 17007
FAIRFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/20/2025)
RR
Alaska(10/20/2025)
IAR
Alaska(10/24/2025)
RR
Arizona(10/20/2025)
IAR
Arizona(10/28/2025)
RR
Arkansas(10/20/2025)
RR
California(10/20/2025)
RR
Colorado(10/20/2025)
RR
Connecticut(10/20/2025)
RR
Delaware(10/20/2025)
IAR
Delaware(10/21/2025)
RR
District of Columbia(10/20/2025)
RR
Florida(10/20/2025)
RR
Georgia(10/20/2025)
IAR
Georgia(10/21/2025)
RR
Hawaii(10/20/2025)
RR
Idaho(10/20/2025)
RR
Illinois(10/20/2025)
IAR
Illinois(10/21/2025)
RR
Indiana(10/20/2025)
IAR
Indiana(10/28/2025)
RR
Iowa(10/20/2025)
RR
Kansas(10/20/2025)
RR
Kentucky(10/20/2025)
IAR
Kentucky(10/27/2025)
RR
Louisiana(10/20/2025)
IAR
Louisiana(10/21/2025)
RR
Maine(10/20/2025)
IAR
Maine(10/21/2025)
RR
Maryland(10/20/2025)
IAR
Maryland(10/20/2025)
RR
Massachusetts(10/20/2025)
RR
Michigan(10/20/2025)
RR
Minnesota(10/20/2025)
RR
Mississippi(10/20/2025)
RR
Missouri(10/20/2025)
RR
Montana(10/20/2025)
RR
Nebraska(10/20/2025)
RR
Nevada(10/20/2025)
RR
New Hampshire(10/20/2025)
RR
New Jersey(10/20/2025)
RR
New Mexico(10/20/2025)
IAR
New Mexico(10/21/2025)
RR
New York(10/20/2025)
RR
North Carolina(10/20/2025)
RR
North Dakota(10/20/2025)
IAR
North Dakota(10/31/2025)
RR
Ohio(10/21/2025)
RR
Oklahoma(10/20/2025)
IAR
Oklahoma(10/22/2025)
RR
Oregon(10/20/2025)
RR
Pennsylvania(10/20/2025)
RR
Puerto Rico(10/20/2025)
RR
Rhode Island(10/20/2025)
IAR
Rhode Island(10/21/2025)
RR
South Carolina(10/20/2025)
IAR
South Carolina(10/21/2025)
RR
South Dakota(10/20/2025)
RR
Tennessee(10/20/2025)
RR
Texas(10/20/2025)
IAR
Texas(10/21/2025)
RR
Utah(10/20/2025)
RR
Vermont(10/20/2025)
RR
Virgin Islands(10/20/2025)
RR
Virginia(10/20/2025)
IAR
Virginia(10/21/2025)
RR
Washington(10/20/2025)
RR
West Virginia(10/20/2025)
RR
Wisconsin(10/20/2025)
RR
Wyoming(10/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
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Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
