Michael H. Oshiro
Professional summary
Michael Henry Oshiro is a registered financial professional currently at CAPLINK SECURITIES, INC located in Hermosa Beach, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Henry Oshiro's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2013 - Present
CAPLINK SECURITIES, INC
Office #1: 200 Pier Avenue Suite 123, Hermosa Beach, CA 90254May 14, 2002 - February 19, 2013
CAPSTONE INVESTMENTS
January 16, 2002 - June 25, 2002
AMERICAN EASTERN SECURITIES, INC.
October 19, 1992 - November 11, 1999
AMERICAN EASTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2021)
(11/7/2013)
(3/8/2013)
(5/7/2015)
(5/6/2013)
(7/21/2021)
(4/26/2013)
(5/2/2013)
(4/23/2013)
(4/25/2013)
(5/2/2013)
(9/19/2014)
(5/2/2013)
(9/8/2014)
(4/7/2016)
(6/4/2013)
(3/8/2013)
(3/8/2013)
(3/16/2021)
(5/8/2013)
(4/25/2013)
(6/28/2024)
(4/15/2013)
(8/29/2014)
(4/9/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CAPLINK SECURITIES, INC
CRD#: 130702 / SEC#: , 8-66379
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
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