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FIRM PROFILE
Overview
CAPLINK SECURITIES, INC is located at 1230 Rosecrans Avenue Suite 300, Manhattan Beach, CA 90266 and was first established at Los Angeles, California in 04/21/2003. After operating for 22 years, CAPLINK SECURITIES, INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAPLINK SECURITIES, INC’s clients are individuals and 0% of their clients are high net worth individuals. CAPLINK SECURITIES, INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAPLINK SECURITIES, INC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAPLINK SECURITIES, INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAPLINK SECURITIES, INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CAPLINK SECURITIES, INC Comes From
Understanding the Statistics for CAPLINK SECURITIES, INC and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
1230 Rosecrans Avenue Suite 300, Manhattan Beach, CA 90266
1230 Rosecrans Avenue Suite 300, Manhattan Beach, CA 90266
Small
(310) 952-0987
California since 04/21/2003
Corporation
December
FIRM DOCUMENTS
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Advisor's working at CAPLINK SECURITIES, INC
Michael Henry Oshiro
Scott Jiro Mibu
Sean Lee Jenkins
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