RH
Robert D. Hecht
BERNSTEIN INSTITUTIONAL SERVICES LLC
NEW YORK, NY 10167
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CRD#: 2270431
RH
Professional summary
Robert Dean Hecht, who also goes by Robert Hecht, is a registered financial professional currently at BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 10 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert Hecht
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Dean Hecht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2024 - Present
BERNSTEIN INSTITUTIONAL SERVICES LLC
Office #1: 245 Park Ave, New York, NY 10167RIA
BD
CRD#: 317807
NEW YORK, NY
Past
January 5, 2011 - March 29, 2024
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Past
September 4, 2008 - November 19, 2010
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
March 20, 2007 - June 12, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
June 4, 2003 - March 12, 2007
VIRTU ITG LLC
BD
CRD#: 29299
NEW YORK, NY
Past
April 26, 2001 - May 19, 2003
BLOOMBERG TRADEBOOK LLC
BD
CRD#: 40881
NEW YORK, NY
Past
May 31, 2000 - April 5, 2001
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK CITY, NY
Past
December 24, 1997 - May 31, 2000
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Past
October 16, 1995 - November 3, 1997
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Past
October 22, 1992 - October 17, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
RIA
Registered Investment Advisory firm - SEC (2/2/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2025)
RR
Alaska(1/6/2025)
RR
Arizona(1/6/2025)
RR
Arkansas(1/6/2025)
RR
California(1/6/2025)
RR
Colorado(1/6/2025)
RR
Connecticut(1/6/2025)
RR
Delaware(1/6/2025)
RR
District of Columbia(1/6/2025)
RR
Florida(1/6/2025)
RR
Georgia(1/6/2025)
RR
Hawaii(1/6/2025)
RR
Idaho(1/6/2025)
RR
Illinois(1/6/2025)
RR
Indiana(1/6/2025)
RR
Iowa(1/6/2025)
RR
Kansas(1/6/2025)
RR
Kentucky(1/6/2025)
RR
Louisiana(1/6/2025)
RR
Maine(1/6/2025)
RR
Maryland(1/6/2025)
RR
Massachusetts(1/6/2025)
RR
Michigan(1/6/2025)
RR
Minnesota(1/6/2025)
RR
Mississippi(1/6/2025)
RR
Missouri(1/6/2025)
RR
Montana(1/6/2025)
RR
Nebraska(1/6/2025)
RR
Nevada(1/6/2025)
RR
New Hampshire(1/6/2025)
RR
New Jersey(1/6/2025)
RR
New Mexico(1/6/2025)
RR
New York(3/29/2024)
RR
North Carolina(1/6/2025)
RR
North Dakota(1/6/2025)
RR
Ohio(1/6/2025)
RR
Oklahoma(1/6/2025)
RR
Oregon(1/6/2025)
RR
Pennsylvania(1/6/2025)
RR
Puerto Rico(1/6/2025)
RR
Rhode Island(1/6/2025)
RR
South Carolina(1/6/2025)
RR
South Dakota(1/6/2025)
RR
Tennessee(1/6/2025)
RR
Texas(1/6/2025)
RR
Utah(1/6/2025)
RR
Vermont(1/6/2025)
RR
Virgin Islands(1/6/2025)
RR
Virginia(1/6/2025)
RR
Washington(1/6/2025)
RR
West Virginia(1/6/2025)
RR
Wisconsin(1/6/2025)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/18/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
BI
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
RIA
Registered Investment Advisory firm - SEC (2/2/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
245 Park Ave, New York, NY 10167
Mailing Address
245 Park Ave, New York, NY 10167
Phone number
(212) 969-1000
Established
Delaware since 10/15/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
282
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
