David L. Weinstock
KESTRA ADVISORY SERVICES
New York, NY 10022
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CRD#: 2268878
Professional summary
David Leslie Weinstock, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in New York, New York and KESTRA INVESTMENT SERVICES, LLC located in Hewlett, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: ERUDITE WEALTH MANAGEMENT POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/12/2024 ADDRESS: 1509 Broadway, Hewlett NY 11557, United States DESCRIPTION: All investment, insurance and financial planning recommendations and implementation Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/12/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: As investment advisor representative with Kestra Advisory Services, LLC I will provide investment, insurance and other financial planning services. Business Name: HARBOR HOUSE CONDOMINIUM POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 1501 - 1529 Broadway, Hewlett NY 11557 DESCRIPTION: Officer of the HOA for the condominium development in which I live. Duties include; arranging for condominium service (landscaping, snow removal, repairs, etc...) Business Name: ERUDITE WEALTH MANAGEMENT INC POSITION: Owner, President NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2024 ADDRESS: 1509 Broadway, Hewlett NY 11557 DESCRIPTION: Administrative and managerial including; processing payroll, tracking expenses and maintaining records in good order.
CRS (Client Relationship Summary) - RIA
Click below to view David Leslie Weinstock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 30, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 825 3rd Ave 21st Floor, New York, NY 10022RIA
CRD#: 283330
New York, NY
Current
April 30, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Hewlett, NY
Past
December 6, 2012 - May 13, 2024
MAZARS WEALTH ADVISORS
RIA
CRD#: 133936
NEW YORK, NY
Past
December 4, 2009 - May 3, 2024
APW CAPITAL, INC.
BD
CRD#: 43814
NEW YORK, NY
Past
January 2, 2008 - December 1, 2009
VALMARK SECURITIES, INC.
BD
CRD#: 31243
NEW YORK, NY
Past
May 19, 2000 - December 31, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
NEW YORK, NY
Past
May 3, 1999 - December 8, 1999
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
May 30, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
April 17, 1995 - May 12, 1997
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
August 31, 1992 - March 7, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/30/2024)
RR
Colorado(2/26/2025)
RR
Florida(4/30/2024)
RR
Georgia(5/2/2024)
RR
Massachusetts(6/27/2024)
RR
New Jersey(4/30/2024)
RR
New York(4/30/2024)
IAR
New York(5/2/2024)
RR
North Carolina(5/6/2024)
RR
Pennsylvania(4/30/2024)
RR
South Carolina(5/2/2024)
RR
Texas(4/30/2024)
IAR
Texas(4/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/21/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
