Frederick R. Berretta
Professional summary
Frederick Ray Berretta Jr., who also goes by Fred Berretta, Fredrick Ray Berretta Jr, Frederick Ray Berretta Jr, Frederick Ray Berretta, is a registered financial professional currently at TREASURY BROKERAGE located in Menlo Park, California.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1992. Frederick has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Ray Berretta Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2025 - Present
TREASURY BROKERAGE
Office #1: 648 Menlo Avenue Suite 2, Menlo Park, CA 94025September 11, 2017 - June 22, 2021
BLACKROCK INVESTMENTS, LLC
November 1, 2010 - February 24, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2008 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
August 20, 2005 - April 16, 2008
BOFA DISTRIBUTORS, INC.
October 28, 2004 - June 15, 2005
COLUMBIA FINANCIAL CENTER INCORPORATED
June 1, 2000 - August 20, 2005
BACAP DISTRIBUTORS, LLC
November 25, 1992 - March 24, 1993
FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TREASURY BROKERAGE
CRD#: 140855 / SEC#: , 8-67345
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TREASURY HOLDINGS LLC | PARENT COMPANY | |
| CHAZEN, ARON L | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 2211603 |
| CHAZEN, ARON L | COMPLIANCE OFFICER | 2211603 |
| KAMINSKI, CHRISTOPHER JOHN | MANAGING MEMBER | 2585962 |
| MOYE, CELESTE WILLAT | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 6566618 |
| MOYE, CELESTE WILLAT | FINANCIAL OPERATIONS PRINCIPAL | 6566618 |
Red Flags
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Company Information
TREASURY BROKERAGE
CRD#: 140855Menlo Park, CA 94025TRUST BUT VERIFY
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