Frederick Ray Berretta Jr.
Professional Summary
Frederick Ray Berretta Jr., who also goes by Fred Berretta, Fredrick Ray Berretta Jr, Frederick Ray Berretta Jr, Frederick Ray Berretta, is a registered financial advisor currently at TREASURY BROKERAGE located in Menlo Park, California. Frederick is registered as a RR (Registered Representative) and started their career in finance in 1992. Frederick has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Fred Berretta, Fredrick Ray Berretta Jr, Frederick Ray Berretta Jr, Frederick Ray Berretta
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
TREASURY BROKERAGE | TREASURY CURVE, LLC
Contact Information
Main Address
648 Menlo Avenue Suite 2, Menlo Park, CA 94025Mailing Address
648 Menlo Avenue Suite 2, Menlo Park, CA 94025Phone Number
(877) 982-8783Established
California since 04/01/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TREASURY HOLDINGS LLC | PARENT COMPANY | — |
| CHAZEN, ARON L | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 2211603 |
| CHAZEN, ARON L | COMPLIANCE OFFICER | 2211603 |
| KAMINSKI, CHRISTOPHER JOHN | MANAGING MEMBER | 2585962 |
| MOYE, CELESTE WILLAT | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 6566618 |
| MOYE, CELESTE WILLAT | FINANCIAL OPERATIONS PRINCIPAL | 6566618 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/27/2026)
(3/23/2026)
(3/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1992About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2000About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frederick Ray Berretta Jr.'s CRS (Customer Relationship Summary).
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