BG
Barry D. Green
CETERA INVESTMENT ADVISERS LLC
COLUMBIA, MD
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CRD#: 2265464
BG
Professional summary
Barry Dlanor Green is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Columbia, Maryland and CETERA FINANCIAL SPECIALISTS LLC located in Columbia, Maryland.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Barry has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: RENTAL PROPERTY;
INVESTMENT RELATED: NO;
ADDRESS: 936 THOMSON WAY VIRGINIA BEACH VA 23464;
NATURE OF BUSINESS: RENTAL PROPERTY;
START DATE: 1/1998;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: NONE;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: RENTAL OF FORMER HOME;
2) NAME OF OTHER BUSINESS: LIBERTY HIGH SCHOOL;
INVESTMENT RELATED: NO;
ADDRESS: 5855 BARTHOLOW ROAD ELDERSBURG, MD 21784;
NATURE OF BUSINESS: EDUCATION;
START DATE: 11/2020;
POSITION/TITLE/RELATIONSHIP: COACH AND SUBSTITUTE TEACHER;
APX NUMBER OF HOURS PER WEEK: 15;
APX NUMBER OF HOURS DURING TRADING HOURS: 15;
BRIEF DESCRIPTION OF DUTIES: COACH BASKETBALL, TENNIS, SUBSTITUTE TEACHER WHEN AVAILABLE;
CRS (Client Relationship Summary) - RIA
Click below to view Barry Dlanor Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2002 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
COLUMBIA, MD
Current
January 1, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
COLUMBIA, MD
Past
December 1, 1997 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
August 11, 1992 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(1/1/2004)
RR
Georgia(8/27/2004)
RR
Illinois(6/10/2005)
RR
Kentucky(1/2/2019)
IAR
Maryland(8/13/2002)
RR
Maryland(1/1/2004)
RR
Nevada(1/2/2019)
RR
New York(1/1/2004)
RR
Ohio(1/1/2004)
RR
Pennsylvania(5/17/2022)
RR
Texas(9/26/2022)
IAR
Texas(9/26/2022)
RR
Virginia(1/1/2004)
RR
West Virginia(11/11/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
