Judith L. House
Professional summary
Judith Lynn House, who also goes by Judith Lynn Boerner, Judith L House, is a registered financial professional currently at TOBIN & COMPANY SECURITIES LLC located in Charlotte, North Carolina.
Judith is registered as a RR (Registered Representative) and started their career in finance in 1998. Judith has worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Judith Lynn House's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2021 - Present
TOBIN & COMPANY SECURITIES LLC
Office #1: 101 South Tryon Street Suite 2700, Charlotte, NC 28280April 23, 2012 - June 1, 2012
LPL FINANCIAL LLC
April 30, 1998 - April 23, 2012
UVEST FINANCIAL SERVICES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(5/29/2021)
Exams
FINRA
Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
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