Dean A. Chamberlain
Professional summary
Dean Arthur Chamberlain, who also goes by Dean Chamberlain, is a registered financial advisor currently at RAMPART ASSET MANAGEMENT LLC located in Stamford, Connecticut and MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dean has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dean Arthur Chamberlain's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2014 - Present
RAMPART ASSET MANAGEMENT LLC
Office #1: 46 Southfield Avenue Suite 200, Stamford, CT 06902March 2, 2011 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902April 19, 2005 - July 16, 2009
NOMURA SECURITIES INTERNATIONAL, INC.
July 5, 2001 - April 20, 2005
BANC OF AMERICA SECURITIES LLC
January 29, 2001 - May 1, 2001
JPMSI
March 22, 1999 - July 5, 2001
J.P. MORGAN SECURITIES INC.
June 20, 1997 - March 24, 1999
DEUTSCHE BANK SECURITIES INC.
May 28, 1996 - July 1, 1997
MORGAN STANLEY MARKET PRODUCTS INC.
May 20, 1996 - July 1, 1997
MORGAN STANLEY & CO. LLC
September 14, 1992 - June 3, 1996
PERSHING LLC
Primary Firm SEC Registration
RAMPART ASSET MANAGEMENT LLC
CRD#: 168549 / SEC#: 801-132714
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2012)
(3/2/2011)
(5/16/2014)
(3/25/2011)
(5/27/2014)
(5/24/2018)
(5/5/2014)
(2/7/2022)
(10/31/2018)
(3/20/2012)
(10/31/2018)
(4/30/2019)
(3/2/2011)
(3/12/2012)
(11/1/2018)
(12/4/2015)
(10/31/2018)
(10/31/2018)
Exams
FINRA
Current Firm
RAMPART ASSET MANAGEMENT LLC
CRD#: 168549 / SEC#: 801-132714
Contact information
SEC notice filing (3 States and Territories)
Red Flags
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