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HB

Henrik Brun

CLEAR HARBOR ASSET MANAGEMENT
Stamford, CT 06901
Some features on this profile are disabled
CRD#: 2262153
HB

Professional summary

Henrik Brun, who also goes by Henrik Aksel Brun, is a registered financial advisor currently at CLEAR HARBOR ASSET MANAGEMENT, LLC located in Stamford, Connecticut.

Henrik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Henrik has worked at 5 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Henrik Aksel Brun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henrik Brun's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 7, 2021 - Present

CLEAR HARBOR ASSET MANAGEMENT, LLC

Office #1: 263 Tresser Blvd. Suite 1502, Stamford, CT 06901
RIA
CRD#: 152242
Stamford, CT
Past

September 2, 2021 - September 17, 2021

STONEHURST MANAGEMENT, LLC

RIA
CRD#: 124784
NEW YORK, NY
Past

January 28, 2005 - December 31, 2005

STONEHURST MANAGEMENT, LLC

RIA
CRD#: 124784
NEW YORK, NY
Past

November 19, 2003 - December 31, 2004

STONEHURST MANAGEMENT, LLC

RIA
CRD#: 124784
NEW YORK, NY
Past

November 1, 2001 - September 15, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NY, NY
Past

June 7, 2001 - September 15, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 19, 2001 - April 23, 2001

GATES CAPITAL CORPORATION

BD
CRD#: 29582
NEW YORK, NY
Past

September 30, 1998 - April 28, 1999

ROBERT R. MEREDITH & CO., INC.

BD
CRD#: 29501
NEW YORK, NY
Past

November 26, 1996 - April 29, 1997

GATES CAPITAL CORPORATION

BD
CRD#: 29582
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CH
CLEAR HARBOR ASSET MANAGEMENT, LLC
CLEAR HARBOR ASSET MANAGEMENT, LLC | FALCON CAPITAL MANAGEMENT, INC. | DAUNTLESS MANAGEMENT LLC

CRD#: 152242 / SEC#: 801-70821

RIA
Registered Investment Advisory firm - (11/20/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(10/7/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/2/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/16/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 6/6/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/1996
General Securities Representative Examination

Current Firm

CH
CLEAR HARBOR ASSET MANAGEMENT, LLC
CLEAR HARBOR ASSET MANAGEMENT, LLC | FALCON CAPITAL MANAGEMENT, INC. | DAUNTLESS MANAGEMENT LLC

CRD#: 152242 / SEC#: 801-70821

RIA
Registered Investment Advisory firm - (11/20/2009 Approved)
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Contact information

Main Address
263 Tresser Blvd. Suite 1502, Stamford, CT 06901
Mailing Address
Phone number
(212) 867-7310
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLEAR HARBOR ASSET MANAGEMENT ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,667
AUM (Assets Under Management)$ 1,742,800,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/18/2024
Cover Page
Report
01/23/2024
Cover Page
Report
01/06/2023
Cover Page
Report
04/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEAR HARBOR ASSET MANAGEMENT, LLC

CRD#: 152242Stamford, CT 06901

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