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JM

Jeffrey R. Manning

BA SECURITIES
ARNOLD, MD 21012
Some features on this profile are disabled
CRD#: 2259740
JM

Professional summary

Jeffrey Richard Manning SR., who also goes by Jeffrey Richard Manning, is a registered financial professional currently at BA SECURITIES, LLC located in Arnold, Maryland.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeffrey Richard Manning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Richard Manning SR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2023 - Present

BA SECURITIES, LLC

Office #1: 1463a Grandview Road, Arnold, MD 21012
BD
CRD#: 153489
ARNOLD, MD
Past

July 15, 2014 - November 2, 2023

CRC-IB

BD
CRD#: 158736
Baltimore, MD
Past

February 4, 2014 - July 22, 2014

BDO CAPITAL ADVISORS, LLC

BD
CRD#: 109679
BOSTON, MA
Past

March 21, 2007 - January 21, 2014

BDO CAPITAL ADVISORS, LLC

BD
CRD#: 109679
NEW YORK, NY
Past

October 6, 2003 - May 25, 2007

FTI CAPITAL ADVISORS, LLC

BD
CRD#: 123434
WASHINGTON, DC
Past

September 3, 1999 - October 29, 2003

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

April 7, 1999 - June 16, 1999

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
Past

August 17, 1998 - January 11, 1999

S. B. CANTOR & CO., INC.

BD
CRD#: 1384
NEW YORK, NY
Past

August 7, 1996 - March 17, 1998

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

September 6, 1994 - December 22, 1995

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY
Past

March 7, 1994 - September 7, 1994

BDS SECURITIES LLC

BD
CRD#: 21751
NEW YORK, NY
Past

August 6, 1992 - March 4, 1994

S.N. PHELPS & CO.

BD
CRD#: 18341

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(10/24/2025)
RR
Maryland
(11/7/2023)
RR
New York
(7/12/2025)
RR
Pennsylvania
(11/7/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/1993
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BA SECURITIES, LLC
BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: , 8-68545

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Mailing Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
Phone number
(877) 738-5841
Established
Pennsylvania since 01/25/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BA HOLDCO, LLCOWNER
BOLDEN, MICHAEL LABRADORCHIEF COMPLIANCE OFFICER6411755
CHUFF, JOHN JOSEPHPRESIDENT1205736
HATLING, PEDER ALANPRINCIPAL5240595
JUILIANO, COLLEEN JANEFINOP4818898
KELLER-YOUNG, SUZANNEOPERATIONS MANAGER5495492
PICKENS, DANIEL NEHILPRINCIPAL1042225
WENTZLER, DENNIS RAYMONDCHIEF OPERATIONS OFFICER & AML OFFICER4221461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BA SECURITIES, LLC

CRD#: 153489Arnold, MD 21012

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