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Peter Devine Mullen

COBALT CAPITAL
LAKE MARY, FL
·CRD# 2259675·34 years experience

Professional Summary

Peter Devine Mullen is a registered financial advisor currently at COBALT CAPITAL, INC. located in Lake Mary, Florida. Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

COBALT CAPITAL, INC.·CRD# 136161
BD
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
September 16, 2022 - Present
LOCORR DISTRIBUTORS, LLC·CRD# 41782
BD
Excelsior, MN
June 4, 2020 - June 1, 2021
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
Scottsdale, AZ
February 11, 2020 - May 12, 2020
LICCAR SECURITIES, LLC·CRD# 151034
BD
Chicago, IL
September 22, 2015 - February 16, 2018
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Jupiter, FL
April 21, 2010 - September 16, 2015
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
April 21, 2010 - September 16, 2015
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Stamford, CT
September 25, 2008 - March 30, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Stamford, CT
September 25, 2008 - March 30, 2010
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - October 8, 2008
LEHMAN BROTHERS INC.·CRD# 7506
RIA
New York, NY
February 14, 2008 - October 2, 2008
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 28, 2005 - September 22, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 15, 2001 - March 29, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
New York, NY
January 21, 2000 - April 20, 2001
JPMSI·CRD# 15733
BD
New York, NY
July 23, 1999 - January 28, 2000
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
June 12, 1997 - July 27, 1999
FLEET ENTERPRISES, INC.·CRD# 17434
BD
New York, NY
October 19, 1995 - June 24, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 1, 1992 - March 24, 1995

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Current Firm

CC
COBALT CAPITAL, INC.

COBALT CAPITAL, INC.

CRD#: 136161 / SEC#: 8-66979
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746

Mailing Address

801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746

Phone Number

(407) 649-3150

Established

Florida since 03/18/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCHICK, BENJAMIN MELVINPRINCIPAL, PRESIDENT, CEO4897243
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637
OHAB, PAMELA CATHYFINOP2700308

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/22/2024)
RR
California
(5/9/2024)
RR
Colorado
(5/8/2024)
RR
Connecticut
(9/19/2022)
RR
Delaware
(9/20/2022)
RR
District of Columbia
(1/17/2023)
RR
Florida
(9/19/2022)
RR
Georgia
(9/21/2022)
RR
Hawaii
(3/19/2025)
RR
Idaho
(5/8/2024)
RR
Illinois
(5/16/2024)
RR
Maine
(3/23/2023)
RR
Maryland
(9/20/2022)
RR
Massachusetts
(9/19/2022)
RR
Michigan
(5/10/2024)
RR
Minnesota
(5/8/2024)
RR
Mississippi
(5/9/2024)
RR
Missouri
(5/10/2024)
RR
Nevada
(5/8/2024)
RR
New Hampshire
(3/23/2023)
RR
New Jersey
(9/20/2022)
RR
New York
(9/22/2022)
RR
North Carolina
(9/20/2022)
RR
Ohio
(5/8/2024)
RR
Oklahoma
(5/8/2024)
RR
Oregon
(5/10/2024)
RR
Pennsylvania
(10/4/2022)
RR
Rhode Island
(3/29/2023)
RR
South Carolina
(9/21/2022)
RR
Tennessee
(5/9/2024)
RR
Texas
(5/9/2024)
RR
Utah
(5/9/2024)
RR
Vermont
(3/23/2023)
RR
Virginia
(9/20/2022)
RR
West Virginia
(3/23/2023)
RR
Wisconsin
(5/9/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2006About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1996About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1996About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Devine Mullen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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