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Pamela Cathy Ohab

COBALT CAPITAL
LAKE MARY, FL
·CRD# 2700308·30 years experience

Professional Summary

Pamela Cathy Ohab is a registered financial advisor currently at COBALT CAPITAL, INC. located in Lake Mary, Florida. Pamela is registered as a RR (Registered Representative) and started their career in finance in 1998. Pamela has worked at 13 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

COBALT CAPITAL, INC.·CRD# 136161
BD
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
October 30, 2009 - Present
CRITO CAPITAL LLC·CRD# 161724
BD
Westport, CT
December 19, 2013 - October 21, 2014
MARTINEZ-AYME SECURITIES·CRD# 109838
BD
Miami, FL
July 25, 2013 - February 14, 2014
CMP EQUITIES, INC.·CRD# 19686
BD
Eden Prairie, MN
July 17, 2012 - December 15, 2014
MONEY MANAGEMENT ADVISORY, INC.·CRD# 14983
BD
Feasterville, PA
February 11, 2010 - March 11, 2011
AXCESSNET, LLC·CRD# 130883
BD
Concord, MA
December 15, 2009 - November 15, 2021
FIFTH STREET CAPITAL, LLC·CRD# 103701
BD
Austin, TX
January 9, 2009 - July 21, 2009
PARK FINANCIAL GROUP, INC.·CRD# 30582
BD
Maitland, FL
December 11, 2007 - November 10, 2009
EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Longwood, FL
June 10, 2004 - April 1, 2005
FIVE X SECURITIES, LLC·CRD# 8193
BD
Orlando, FL
March 21, 2003 - January 14, 2009
ARCHIPELAGO TRADING SERVICES, INC.·CRD# 15853
BD
Chicago, IL
July 24, 2002 - November 15, 2002
BLS SECURITIES, LLC·CRD# 44785
BD
Beverly Hills, CA
April 11, 2001 - February 7, 2002
NORTH AMERICAN CLEARING, INC.·CRD# 39118
BD
Longwood, FL
March 13, 1998 - May 29, 2002

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Current Firm

CC
COBALT CAPITAL, INC.

COBALT CAPITAL, INC.

CRD#: 136161 / SEC#: 8-66979
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746

Mailing Address

801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746

Phone Number

(407) 649-3150

Established

Florida since 03/18/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCHICK, BENJAMIN MELVINPRINCIPAL, PRESIDENT, CEO4897243
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637
OHAB, PAMELA CATHYFINOP2700308

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/19/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1996About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Pamela Cathy Ohab's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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