Michael A. Iozzi
Professional summary
Michael Albert Iozzi, who also goes by Micheal Albert Iozzi, Mike Iozzi, is a registered financial professional currently at QUATTRO M SECURITIES INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Albert Iozzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2017 - Present
QUATTRO M SECURITIES INC.
Office #1: 501 Fifth Avenue 15th Floor, New York, NY 10017September 29, 2017 - November 2, 2017
ILLUSTRO TRADING, LLC
December 2, 2009 - January 7, 2016
MONTECITO ADVISORS, INC.
October 1, 2000 - September 29, 2017
DRU STOCK, INC.
May 9, 2000 - January 29, 2001
LABRANCHE FINANCIAL SERVICES, LLC
March 6, 2000 - May 17, 2000
TIJA MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2017)
Exams
Series 25
Date: 3/13/2000
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
QUATTRO M SECURITIES INC.
CRD#: 39289 / SEC#: , 8-48629
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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