David A. Wilke

CAPITAL INVESTMENT ADVISORY SERVICES

ATLANTA, GA 30326

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CRD#: 2258159

Professional summary

David Allen Wilke, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Atlanta, Georgia and CAPITAL INVESTMENT GROUP, INC. located in Atlanta, Georgia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE AGENT. AGENT WITH CAPITAL INSURANCE AFFILIATES. 3340 PEACHTREE RD NE, STE 2300, ATLANTA, GA 30326. SALES AND SERVICE OF INSURANCE 20 HRS/WK, 20 DURING NORMAL TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Wilke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 29, 2018 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 3340 Peachtree Road Ne Suite 2300, Atlanta, GA 30326

RIA

CRD#: 149124

ATLANTA, GA

Current

November 9, 2018 - Present

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

ATLANTA, GA

Past

January 12, 2006 - November 14, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Atlanta, GA

Past

October 27, 2005 - November 14, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Atlanta, GA

Past

February 19, 2003 - November 1, 2005

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

ATLANTA, GA

Past

June 16, 1997 - November 1, 2005

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

August 21, 1996 - May 20, 1997

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

August 3, 1992 - August 9, 1996

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 3, 1992 - August 9, 1996

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/23/2019)

Florida
(9/2/2020)

Georgia
(11/9/2018)

IAR

Georgia
(11/29/2018)

Texas
(12/14/2024)

Virginia
(12/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2015

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 8/4/2004

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 2/6/2002

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/30/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Wilke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Wilke's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/1999

Series 63

Date: 8/26/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/8/2015

Series 62

Date: 8/4/2004

Series 22

Date: 2/6/2002

Series 6

Date: 7/30/1992

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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