Andre T Carrier
Professional Summary
Andre T Carrier, who also goes by Andre Theodore Carrier, Andre Carrier, is a registered financial advisor currently at J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania. Andre is registered as a RR (Registered Representative) and started their career in finance in 1992. Andre has worked at 21 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 27, Series 4 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andre Theodore Carrier, Andre Carrier
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ACUMEN FINANCIAL ADVANTAGE, LLC | THE GALBREATH GROUP | STRATEGIC WEALTH MANAGEMENT | SHARP FINANCIAL | PINE VALLEY INVESTMENTS | NEWCLEUS | NEMES RUSH | MONUMENTAL INVESTMENTS | KINGS MANAGMENT | J. ALDEN ASSOCIATES, INC. | ATHENA | AMBASSADOR FINANCIAL GROUP, LLC | ALDEN INVESTMENT GROUP
Contact Information
Main Address
37 West Ave Suite 301, Wayne, PA 19087Mailing Address
37 West Ave Suite 300, Wayne, PA 19087Phone Number
(215) 572-8700Established
Delaware since 10/30/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2000Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andre T Carrier's CRS (Customer Relationship Summary).
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