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Gary Kent Wunderlich Jr

PNFP CAPITAL MARKETS
Knoxville, TN
·CRD# 2256877·34 years experience

Professional Summary

Gary Kent Wunderlich JR, who also goes by Gary Kent Wundelich Jr, is a registered financial advisor currently at PNFP CAPITAL MARKETS, INC. located in Knoxville, Tennessee. Gary is registered as a RR (Registered Representative) and started their career in finance in 1992. Gary has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24, Series 4, Series 53 and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Kent Wundelich Jr

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PNFP CAPITAL MARKETS, INC.·CRD# 179528
BD
1. 1111 Northshore Drive Suite S130, Knoxville, TN 379192. 949 S. Shady Grove Rd. Suite 301, Memphis, TN 381203. 21 Platform Way South Suite 2300, Nashville, TN 372034. 21 Platform Way South Suite 2300, Nashville, TN 372035. 6000 Fairview Road Suite 1105, Charlotte, NC 28210
January 12, 2024 - Present
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Memphis, TN
November 30, 2017 - November 12, 2018
B. RILEY & CO., LLC·CRD# 40355
BD
Memphis, TN
August 7, 2017 - November 30, 2017
B. RILEY WEALTH MANAGEMENT·CRD# 2543
RIA
Memphis, TN
January 8, 2003 - December 12, 2018
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Memphis, TN
July 16, 1996 - November 12, 2018
ADVANCED ASSET TRADING, INC·CRD# 37044
BD
Memphis, TN
November 8, 1994 - July 1, 1996
PROGRESSIVE CAPITAL SECURITIES CORPORATION·CRD# 14946
BD
July 23, 1992 - April 26, 1994

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Current Firm

PC
PNFP CAPITAL MARKETS, INC.

PNFP CAPITAL MARKETS, INC.

CRD#: 179528 / SEC#: 8-69608
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

21 Platform Way South Suite 2300, Nashville, TN 37203

Mailing Address

21 Platform Way South Suite 2300, Nashville, TN 37203

Phone Number

(615) 743-8271

Established

Tennessee since 02/09/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINNACLE BANKOWNER—
BRANT, DAVID ROBERTFINOP/CFO2718478
JAMES, DAVID MORRISCCO/AMLCO/EXECUTIVE REPRESENTATIVE1843062
MCINTYRE, LARUE GEEDEPUTY CCO717700
WUNDERLICH, GARY KENT JRPRESIDENT/CEO2256877

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/17/2024)
RR
Florida
(7/16/2024)
RR
Georgia
(5/31/2024)
RR
Kentucky
(5/3/2024)
RR
Maryland
(5/16/2025)
RR
North Carolina
(5/15/2024)
RR
Ohio
(4/4/2025)
RR
South Carolina
(4/25/2024)
RR
Tennessee
(1/22/2024)
RR
Virginia
(4/24/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2024About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1998About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Apr 1996About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1996About the Series 53 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jan 1995About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary Kent Wunderlich JR's CRS (Customer Relationship Summary).

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