David Morris James
Professional Summary
David Morris James is a registered financial advisor currently at PNFP CAPITAL MARKETS, INC. located in Nashville, Tennessee. David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 7 firms and has passed the Series 66, Series 63, Series 79TO, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
Current Firm
PNFP CAPITAL MARKETS, INC.
Contact Information
Main Address
21 Platform Way South Suite 2300, Nashville, TN 37203Mailing Address
21 Platform Way South Suite 2300, Nashville, TN 37203Phone Number
(615) 743-8271Established
Tennessee since 02/09/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
State Registrations and Notice Filings
(6/13/2023)
(5/6/2025)
(10/13/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Sep 2008SRO Registrations
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
CRS (Client Relationship Summary) - BD
Click below to view David Morris James's CRS (Customer Relationship Summary).
Similar Advisors
GLOBAL RETIREMENT PARTNERS LLC
MORGAN STANLEY
LPL FINANCIAL LLC
TRUIST ADVISORY SERVICES, INC.
