Clay H. Young

TANNIN CAPITAL

Charlotte, NC 28208

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CRD#: 2256516

Professional summary

Clay Hutchinson Young, CFA is a registered financial advisor currently at TANNIN CAPITAL, LLC located in Charlotte, North Carolina.

Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Clay has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MIZBEE, LLC - PROPRIETOR/OWNER. FORMING LLC FOR THE PURCHASE OF REAL ESTATE. SOLE OWNER/OFFICER IN LLC. START DATE: 10/20/2017 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1, HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clay Hutchinson Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 27, 2019 - Present

TANNIN CAPITAL, LLC

Office #1: 1026 Jay Street Suite B153, Charlotte, NC 28208

RIA

CRD#: 304238

Charlotte, NC

Past

October 20, 2017 - September 23, 2020

CANTELLA & CO., INC.

CRD#: 13905

Charlotte, NC

Past

April 28, 2017 - August 30, 2017

TANNIN CAPITAL, LLC

RIA

CRD#: 288222

CHARLOTTE, NC

Past

February 13, 2013 - May 12, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CHARLOTTE, NC

Past

February 13, 2013 - May 12, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CHARLOTTE, NC

Past

December 31, 2001 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

CHARLOTTE, NC

Past

August 4, 2000 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CHARLOTTE, NC

Past

June 1, 1995 - August 4, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

July 28, 1992 - June 19, 1995

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANNIN CAPITAL, LLC

CRD#: 304238 / SEC#: 801-116787

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/7/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 9/29/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/26/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

TANNIN CAPITAL, LLC

CRD#: 304238 / SEC#: 801-116787

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

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Contact information

Main Address

1026 Jay Street Suite B153, Charlotte, NC 28208

Mailing Address

Phone number

(704) 552-1082

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TANNIN CAPITAL, LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	460
AUM (Assets Under Management)	$ 512,274,412

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Clay H. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clay Hutchinson Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTELLA & CO., INC.

TANNIN CAPITAL, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

J.C. BRADFORD & CO.

VINING-SPARKS IBG, LLC

Primary Firm SEC Registration

TANNIN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/23/1992

Series 24

Date: 6/7/2012

Series 10

Date: 9/29/2000

Series 9

Date: 9/26/2000

Current Firm

TANNIN CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANNIN CAPITAL, LLC

TRUST BUT VERIFY

Contact information

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