Kevin D Casey
AIF®Professional Summary
Kevin D Casey, AIF®, who also goes by Kevin Daniel Casey, is a registered financial advisor currently at PGB SECURITIES LLC located in Bedminster, New Jersey. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 9 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 24, Series 10, Series 9, Series 51 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin Daniel Casey
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
PGB SECURITIES LLC | PGBANK SECURITIES LLC
Contact Information
Main Address
500 Hills Drive, Bedminster, NJ 07921Mailing Address
500 Hills Drive, Bedminster, NJ 07921Phone Number
(908) 443-5385Established
New Jersey since 03/21/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/13/2024)
(11/13/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2005About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin D Casey's CRS (Customer Relationship Summary).
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