GG
Gregory J. Goostray
FORESIDE FUND SERVICES
New York, NY 10119
Some features on this profile are disabled
CRD#: 2255756
GG
Professional summary
Gregory Jonathan Goostray, CFP® is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1992. Gregory has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Jonathan Goostray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 18, 2015 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119BD
CRD#: 46106
New York, NY
Past
November 16, 2011 - October 3, 2012
AMG DISTRIBUTORS, INC.
BD
CRD#: 27314
STAMFORD, CT
Past
February 28, 2002 - September 22, 2011
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
BD
CRD#: 30107
BOSTON, MA
Past
June 5, 1997 - March 1, 2002
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
SEATTLE, WA
Past
August 21, 1992 - February 24, 1997
BOSTON CAPITAL SECURITIES, INC.
BD
CRD#: 14611
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2015)
RR
Alaska(9/30/2015)
RR
Arizona(10/27/2015)
RR
Arkansas(10/5/2015)
RR
California(9/30/2015)
RR
Colorado(9/30/2015)
RR
Connecticut(10/1/2015)
RR
Delaware(10/13/2015)
RR
District of Columbia(10/1/2015)
RR
Florida(10/2/2015)
RR
Georgia(10/1/2015)
RR
Hawaii(9/30/2015)
RR
Idaho(9/30/2015)
RR
Illinois(9/30/2015)
RR
Indiana(10/8/2015)
RR
Iowa(9/30/2015)
RR
Kansas(10/16/2015)
RR
Kentucky(10/1/2015)
RR
Louisiana(10/2/2015)
RR
Maine(10/1/2015)
RR
Maryland(10/5/2015)
RR
Massachusetts(9/30/2015)
RR
Michigan(10/1/2015)
RR
Minnesota(10/1/2015)
RR
Mississippi(10/7/2015)
RR
Missouri(10/1/2015)
RR
Montana(10/1/2015)
RR
Nebraska(12/17/2015)
RR
Nevada(10/12/2015)
RR
New Hampshire(9/30/2015)
RR
New Jersey(10/2/2015)
RR
New Mexico(10/1/2015)
RR
New York(9/30/2015)
RR
North Carolina(9/30/2015)
RR
North Dakota(9/30/2015)
RR
Ohio(9/30/2015)
RR
Oklahoma(9/30/2015)
RR
Oregon(9/30/2015)
RR
Pennsylvania(10/1/2015)
RR
Rhode Island(9/30/2015)
RR
South Carolina(10/1/2015)
RR
South Dakota(10/2/2015)
RR
Tennessee(10/1/2015)
RR
Texas(10/19/2015)
RR
Utah(9/30/2015)
RR
Vermont(9/30/2015)
RR
Virginia(9/30/2015)
RR
Washington(10/1/2015)
RR
West Virginia(10/7/2015)
RR
Wisconsin(9/30/2015)
RR
Wyoming(9/30/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
