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MK

Michael L. Keitz

KEITZ INVESTMENT MANAGEMENT LTD.
Ambler, PA 19002
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CRD#: 2253807
MK

Professional summary


Michael Loren Keitz is a registered financial advisor currently at KEITZ INVESTMENT MANAGEMENT LTD. located in Ambler, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PORTFOLIO MANAGER - KEITZ INVESTMENT MANAGEMENT LTD SINCE 1994.INDEPENDENT INSURANCE AGENCY. 2. CONGREGATION BETH OR - INVESTMENT TRUSTEE

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Loren Keitz's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 10, 1995 - Present

KEITZ INVESTMENT MANAGEMENT LTD.

Office #1: 1126 Horsham Rd Suite 110, Ambler, PA 19002
RIA
CRD#: 123770
Ambler, PA
Past

February 14, 2006 - June 14, 2013

STIFEL INDEPENDENT ADVISORS, LLC

RIA
CRD#: 28218
JENKINTOWN, PA
Past

September 28, 1994 - June 14, 2013

STIFEL INDEPENDENT ADVISORS, LLC

BD
CRD#: 28218
JENKINTOWN, PA
Past

June 21, 1993 - July 25, 1994

MONTANO SECURITIES CORPORATION

BD
CRD#: 7887
ORANGE, CA
Past

February 11, 1993 - July 19, 1993

WELCO SECURITIES, INC.

BD
CRD#: 14061
BALA CYNWYD, PA
Past

July 15, 1992 - October 30, 1992

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(2/10/1995)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/1/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


KI
KEITZ INVESTMENT MANAGEMENT LTD.
KEITZ INVESTMENT MANAGEMENT LTD.

CRD#: 123770 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (2/10/1995 Approved)
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Contact information


Main Address
Ambler, PA
Mailing Address
Phone number
(215) 887-5100
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts55
AUM (Assets Under Management)$ 13,400,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KEITZ INVESTMENT MANAGEMENT LTD.

CRD#: 123770Ambler, PA 19002

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