Eric C. Berquist
Professional summary
Eric Craig Berquist is a registered financial professional currently at WALL STREET ACCESS located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Craig Berquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
WALL STREET ACCESS
Office #1: 100 Wall Street, Suite 804, New York, NY 10005October 1, 2019 - July 19, 2023
CANTOR FITZGERALD & CO.
October 4, 2016 - October 29, 2019
MAXIM GROUP LLC
March 4, 2011 - July 29, 2016
CANTOR FITZGERALD & CO.
August 9, 2005 - October 1, 2010
NATIXIS SECURITIES AMERICAS LLC
April 20, 2005 - May 25, 2005
UBS SECURITIES LLC
January 18, 1995 - May 25, 2005
UBS CAPITAL MARKETS L.P.
April 8, 1993 - December 5, 1994
STOCKCROSS FINANCIAL SERVICES, INC.
July 17, 1992 - January 20, 1993
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2023)
(12/1/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/2/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
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