LF
Laura C. Frushone
FIRST CITIZENS INVESTOR SERVICES
Raleigh, NC 27605
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CRD#: 2250345
LF
Professional summary
Laura Crotts Frushone, who also goes by Laura Elizabeth Crotts, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Raleigh, North Carolina.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Laura has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Elizabeth Crotts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CROWNE INVESTMENTS, LLC. NOT INVESTMENT-RELATED. 116 NORTH EAST ST., RALEIGH NC. LLC SET UP FOR THE PURPOSE OF MAINTAINING RENTAL PROPERTY. MRS. FRUSHONE IS A PARTNER/OWNER OF THE LLC. NO SECURITIES TRADING HOURS ARE DEVOTED TO THIS OTHER BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Crotts Frushone's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laura Crotts Frushone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 31, 2001 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 2005 Clark Avenue, Raleigh, NC 27605RIA
BD
CRD#: 44430
Raleigh, NC
Current
May 8, 1998 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 2005 Clark Avenue, Raleigh, NC 27605RIA
BD
CRD#: 44430
Raleigh, NC
Past
April 13, 1998 - July 29, 1998
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
May 12, 1997 - April 17, 1998
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Past
May 31, 1994 - May 27, 1997
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Past
February 2, 1994 - May 31, 1994
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
July 2, 1992 - January 10, 1994
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2019)
RR
Alaska(8/1/2024)
RR
Arizona(1/30/2024)
RR
California(6/7/2000)
RR
Colorado(9/19/2003)
RR
Connecticut(4/20/2023)
RR
District of Columbia(9/5/2025)
RR
Florida(6/8/2000)
RR
Georgia(6/7/2000)
RR
Illinois(11/7/2024)
RR
Indiana(3/7/2018)
RR
Kansas(1/6/2017)
RR
Massachusetts(7/15/1998)
RR
Minnesota(9/26/2024)
RR
New Hampshire(10/26/2017)
RR
New Jersey(1/22/2014)
RR
New York(7/1/2019)
RR
North Carolina(7/30/1998)
IAR
North Carolina(12/31/2001)
RR
Ohio(6/25/2019)
RR
Pennsylvania(3/23/1999)
RR
Puerto Rico(3/5/2024)
RR
South Carolina(7/30/1998)
RR
Texas(3/12/2019)
IAR
Texas(3/13/2023)
RR
Virginia(7/30/1998)
RR
West Virginia(9/20/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Raleigh, NC 27605TRUST BUT VERIFY
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Contact information
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