Shawn L. Mcgill

RITTENHOUSE WEALTH MANAGEMENT

Philadelphia, PA 19103

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CRD#: 2246531

Professional summary

Shawn Lee Mcgill is a registered financial advisor currently at RITTENHOUSE WEALTH MANAGEMENT, LLC located in Philadelphia, Pennsylvania.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Shawn has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shawn McGill is the Treasurer and Chair of the Investment Committee for the Union Benevolent Association, a charitable foundation based in Philadelphia, Pennsylvania. Mr. McGill started this position in 2012. Mr. McGill devotes approximately 10 hours/month in this capacity. Mr. McGill devotes 2 hours/month during trading hours. Mr. McGill provides investment portfolio monitoring and financial oversight.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Lee Mcgill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

RITTENHOUSE WEALTH MANAGEMENT, LLC

Office #1: 1617 Jfk Boulevard Suite 2039, Philadelphia, PA 19103

RIA

CRD#: 315107

Philadelphia, PA

Past

January 1, 2004 - March 5, 2007

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PHILADELPHIA, PA

Past

January 1, 2004 - March 5, 2007

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PHILADELPHIA, PA

Past

June 11, 2003 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

PHILADELPHIA, PA

Past

August 11, 2000 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

October 1, 1999 - August 25, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 24, 1993 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

July 1, 1992 - July 22, 1993

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/30/1992

General Securities Representative Examination

Current Firm

RITTENHOUSE WEALTH MANAGEMENT, LLC

CRD#: 315107 / SEC#: 801-121776

RIA

Registered Investment Advisory firm - (1/5/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/4/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1617 Jfk Boulevard Suite 2039, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 779-5634

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 3,161,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shawn L. Mcgill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Lee Mcgill's CRS (Customer Relationship Summary).

Certified licenses

Experience

RITTENHOUSE WEALTH MANAGEMENT, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2021

Series 63

Date: 7/16/1992

Series 7

Date: 6/30/1992

Current Firm

RITTENHOUSE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RITTENHOUSE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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