CN
Chris A. Nelson
NFSG
SIOUX FALLS, SD 57105
Some features on this profile are disabled
CRD#: 2246462
CN
Professional summary
Chris Allen Nelson is a registered financial advisor currently at NFSG CORPORATION located in Sioux Falls, South Dakota and NEWBRIDGE SECURITIES CORPORATION located in Sioux Falls, South Dakota.
Chris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Chris has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chris Allen Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2018 - Present
NFSG CORPORATION
Office #1: It Financial 4120 S. Elmwood Place, Sioux Falls, SD 57105RIA
CRD#: 130814
SIOUX FALLS, SD
Current
July 13, 2018 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: It Financial 4120 S. Elmwood Place, Sioux Falls, SD 57105BD
CRD#: 104065
SIOUX FALLS, SD
Past
May 20, 2013 - June 4, 2018
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
SIOUX FALLS, SD
Past
May 3, 2013 - June 4, 2018
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
SIOUX FALLS, SD
Past
July 22, 2008 - May 9, 2013
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SIOUX FALLS, SD
Past
July 16, 2008 - May 9, 2013
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SIOUX FALLS, SD
Past
March 22, 2006 - July 18, 2008
VICUS CAPITAL, INC.
RIA
CRD#: 116021
SIOUX FALLS, SD
Past
May 14, 2002 - July 22, 2008
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
SIOUX FALLS, SD
Past
June 8, 1992 - April 3, 2002
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/2/2022)
RR
Florida(2/15/2022)
RR
Iowa(7/18/2018)
RR
Minnesota(7/19/2018)
RR
Missouri(8/16/2018)
RR
Nebraska(7/20/2018)
RR
North Dakota(7/19/2018)
RR
South Dakota(7/16/2018)
IAR
South Dakota(7/16/2018)
RR
Wisconsin(7/19/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)PREMIUM
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,607 |
| AUM (Assets Under Management) | $ 1,082,643,515 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NFSG CORPORATION
CRD#: 130814Sioux Falls, SD 57105TRUST BUT VERIFY
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