Francis A. Brown
Professional summary
Francis Anthony Brown, CFP®, who also goes by Francis A Brown, Tony Brown, F. Anthony Brown, Francis A Tony, is a registered financial advisor currently at ABUNDANT WEALTH MANAGEMENT LLC located in Stamford, Connecticut and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Francis has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Francis Anthony Brown's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
June 30, 2025 - Present
ABUNDANT WEALTH MANAGEMENT LLC
Office #1: 700 Canal Street Serendipity Labs, Stamford, CT 06902April 21, 2011 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 4, 2016 - June 30, 2025
TLG ADVISORS, INC.
April 17, 2001 - May 2, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 19, 1998 - January 17, 2001
GOLDIS FINANCIAL GROUP, INC.
May 2, 1996 - May 15, 1998
VOYA FINANCIAL PARTNERS, LLC
December 22, 1993 - May 9, 1995
VP DISTRIBUTORS LLC
June 15, 1992 - December 24, 1992
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ABUNDANT WEALTH MANAGEMENT LLC
CRD#: 331285 / SEC#: 801-133707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2021)
(4/21/2011)
(6/30/2025)
(5/18/2021)
(2/19/2021)
(9/6/2013)
(4/21/2011)
(9/4/2025)
Exams
FINRA
Current Firm
ABUNDANT WEALTH MANAGEMENT LLC
CRD#: 331285 / SEC#: 801-133707
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 243,812,650 |
Red Flags
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