Lawrence A. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Abraham Davis, who also goes by Larry Davis, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1992. Lawrence had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - January 4, 2017
KOYOTE TRADING LLC
February 6, 2006 - January 4, 2017
SCHOTTENFELD GROUP LLC
December 6, 2001 - November 12, 2002
COWEN SECURITIES LLC
November 29, 2001 - May 10, 2005
CARLIN EQUITIES, LLC
December 12, 1997 - June 14, 2001
OSCAR GRUSS & SON INCORPORATED
November 22, 1995 - December 10, 1997
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 21, 1995 - November 21, 1995
LABRANCHE FINANCIAL SERVICES, LLC
February 6, 1995 - July 31, 1995
GRAYSON FINANCIAL LLC
June 4, 1992 - February 15, 1995
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/12/1998
Limited Representative-Equity Trader ExamCurrent Firm
KOYOTE TRADING LLC
CRD#: 149672 / SEC#: , 8-68182
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOYOTE CAPITAL GROUP LLC | OWNER | |
| KOCH, DAVID KENNETH | VICE PRESIDENT & SECRETARY, MEMBER | 2422912 |
| RISI, SALVATORE ANTHONY | CFO/FINOP | 1072513 |
| ROSEN, LUCAS GABRIEL | MEMBER | 2443280 |
| SCHOTTENFELD, RICHARD PAUL | MANAGING MEMBER | 1280443 |
| WADE, RICHARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 1455700 |
| WEISS, BRYAN EVAN | MEMBER | 4439851 |
| WEISS, RONALD MICHAEL | PRESIDENT, MEMBER | 462488 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
