David I. Osunkwo
Professional summary
David Ijeoma Osunkwo was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David Ijeoma Osunkwo was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2011 - March 12, 2012
CG CAPITAL MARKETS, LLC
December 7, 2007 - February 2, 2009
INVESCO DISTRIBUTORS, INC.
July 15, 2005 - December 7, 2007
AT INVESTOR SERVICES, INC.
September 27, 2004 - July 15, 2005
GPC SECURITIES, INC.
September 16, 2002 - August 12, 2004
NYLIFE DISTRIBUTORS LLC
September 9, 1997 - July 26, 2001
LAZARD FRERES & CO. LLC
March 8, 1995 - January 16, 1997
CITIGROUP GLOBAL MARKETS INC.
January 14, 1993 - June 15, 1993
PRUDENTIAL EQUITY GROUP, LLC
December 10, 1992 - January 5, 1993
JOSEPHTHAL & CO., INC.
August 10, 1992 - November 11, 1992
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CG CAPITAL MARKETS, LLC
CRD#: 35513 / SEC#: , 8-46710
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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