HZ
Howard S. Zodicoff
AURORA PRIVATE WEALTH
Uniondale, NY 11553
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CRD#: 2243259
HZ
Professional summary
Howard Scott Zodicoff is a registered financial advisor currently at AURORA PRIVATE WEALTH, INC. located in Uniondale, New York and APW CAPITAL, INC. located in Uniondale, New York.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Howard has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-Standard Pension Services, LLC; Garden City, NY; Service description: Retirement plan and benefits consulting, TPA's for qualified plans; Start date: 07/1997; Title: VP/Member; Duties: Retirement plan consulting, insurance sales and consulting. Liaison for retirement plan clients, provide administrative direction to clients/participants, build and maintain client relationships.; Time spent: 30%. 2-Howard S. Zodicoff; Garden City, NY; Service description: Howard Zodicoff as an independent insurance agent; Start date: 12/1990; Title: Independent Insurance Agent; Duties: Sales and Management; Time spent: 30%. 3-HZEZ, Inc.; Garden City, NY; Service description: Sales/Insurance Products; Start date: 12/2008; Title: Managing Member; Duties: Sales and Management; Time spent: 20%. 4-P.I.E. Facilities of New York; New York, NY; Service description: Insurance Sales/Products; Start date: N/A; Title: Broker; Duties: Sales/Broker; Time spent: 5%. 5-Professional Group Plans; Hauppage, NY; Service description: Insurance Sales/Products; Start date: 01/01/2000; Title: Broker/Sales; Duties: Sales and Broker; Time spent: 5% 6 - Aurora Private Wealth, Inc; RIA; Garden City, NY; Service description and Duties: conduct investment advisory service -affiliated firm is APW Capital, Inc.; Title: Investment Advisor; Time spent: 40 hours/week. 7. RSC Insurance brokerage, Inc., Investment related:Yes, 160 Federal Street, Boston , Massachusetts, 02110, Duties and services: running the day-to-day operations under Standard Pension Services who were purchased by RSC; Title: managing director, 07/11/2022, 40 hours per week.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Scott Zodicoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2021 - Present
AURORA PRIVATE WEALTH, INC.
Office #1: 333 Earle Ovington Blvd Suite 510, Uniondale, NY 11553RIA
CRD#: 281604
Uniondale, NY
Current
April 21, 2017 - Present
APW CAPITAL, INC.
Office #1: 333 Earle Ovington Blvd., Suite 510, Uniondale, NY 11553BD
CRD#: 43814
Uniondale, NY
Past
April 11, 2001 - May 8, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
GARDEN CITY, NY
Past
July 1, 1992 - April 16, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/21/2017)
RR
District of Columbia(4/25/2017)
RR
Florida(5/1/2017)
RR
Illinois(7/26/2021)
RR
Minnesota(6/4/2017)
RR
New Jersey(4/21/2017)
RR
New York(4/21/2017)
IAR
New York(3/24/2021)
RR
Ohio(3/10/2023)
RR
Pennsylvania(12/21/2017)
RR
Texas(7/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
