Samuel J. Jacobs
Professional summary
Samuel Jordan Jacobs, who also goes by Sam Jacobs, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Winter Park, Florida.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1992. Samuel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Jordan Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2004 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 250 N. Wymore Road, Winter Park, FL 32789January 25, 2007 - July 8, 2010
KEY INVESTMENT ADVISORY, LLC
August 6, 2004 - December 31, 2008
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
June 6, 2002 - August 9, 2004
ALEXANDER READ INVESTMENT MANAGEMENT, INC.
December 7, 2001 - March 1, 2004
PEREGRINE FINANCIALS & SECURITIES, INC.
June 29, 1993 - December 13, 2001
INTERNATIONAL ASSETS ADVISORY, LLC
July 10, 1992 - June 7, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2005)
(12/6/2005)
(2/27/2004)
(2/27/2004)
(2/27/2004)
(2/27/2004)
(6/2/2005)
(7/11/2011)
(2/27/2004)
(2/27/2004)
(6/2/2005)
(2/27/2004)
(2/27/2004)
(2/27/2004)
(6/2/2005)
(9/26/2005)
(8/16/2005)
(6/2/2005)
(11/8/2005)
(2/27/2004)
(2/27/2004)
(6/2/2005)
(6/2/2005)
(10/25/2005)
(3/1/2004)
(2/27/2004)
(2/27/2004)
(6/2/2005)
(6/2/2005)
(6/2/2005)
(2/27/2004)
(2/27/2004)
(6/7/2005)
(10/14/2005)
(2/27/2004)
(10/24/2005)
(6/2/2005)
(6/2/2005)
(6/2/2005)
(8/2/2004)
(4/17/2018)
(2/27/2004)
(1/4/2005)
(10/24/2005)
(4/12/2004)
(4/12/2004)
(4/12/2004)
(10/3/2005)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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