Michael Nasto
Professional summary
Michael Nasto, who also goes by Michael John Nasto, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Charlotte, North Carolina.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Nasto's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2023 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202August 29, 2017 - November 27, 2017
MSH CAPITAL ADVISORS LLC
August 7, 2017 - November 27, 2017
M. S. HOWELLS & CO.
March 8, 2016 - June 22, 2016
DESTINATION WEALTH MANAGEMENT
May 1, 2015 - August 7, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
May 1, 2015 - August 7, 2015
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
October 3, 2013 - April 23, 2015
SCOTTRADE, INC.
May 22, 2013 - August 30, 2013
APB FINANCIAL GROUP, LLC
August 12, 2005 - June 10, 2011
U.S. GLOBAL BROKERAGE, INC.
April 9, 2002 - July 8, 2002
G.RESEARCH, LLC
April 11, 2000 - March 14, 2002
ROBERTSON STEPHENS, INC.
February 7, 1997 - April 6, 2000
FIDELITY BROKERAGE SERVICES LLC
November 30, 1995 - January 7, 1997
CHARLES SCHWAB & CO., INC.
June 12, 1992 - September 21, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/19/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 3/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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