Frank Angelo Massa Jr
Professional Summary
Frank Angelo Massa JR, who also goes by Frank Massa, is a registered financial advisor currently at EQUITABLE ADVISORS, LLC located in New York, New York and STIFEL INDEPENDENT ADVISORS, LLC located in St. Louis, Missouri. Frank is registered as a RR (Registered Representative) and started their career in finance in 1992. Frank has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 4 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank Massa
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Years of Experience
34 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Current Firm
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
Contact Information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102Phone Number
(314) 342-4051Established
Missouri since 05/24/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
198SEC notice filing (49 States and Territories)
Registered to provide investment advisory services in 49 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 49 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
12,216AUM (Assets Under Management)
$5,006,962,899Disclosures
Regulatory Event
3Arbitration
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/30/2026 | Cover Page | Report |
| 08/20/2024 | Cover Page | Report |
| 09/28/2023 | Cover Page | Report |
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Primary Firm SEC Registration
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
State Registrations and Notice Filings
(9/27/1999)
(9/27/1999)
(10/8/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/29/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/28/1999)
(9/27/1999)
(9/28/1999)
(9/29/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/28/1999)
(9/27/1999)
(9/28/1999)
(9/27/1999)
(9/27/1999)
(10/20/1999)
(9/27/1999)
(10/6/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(10/4/1999)
(9/28/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(10/5/1999)
(9/29/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(9/27/1999)
(10/1/1999)
(9/27/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Frank Angelo Massa JR's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
