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Gilad N. Ottensoser

KINGSROCK SECURITIES
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 2237663
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Professional summary

Gilad N Ottensoser, who also goes by Gil Otten, Gil Ottensoser, Gilad Ottensoser, Gilad N Ottensoser, is a registered financial professional currently at KINGSROCK SECURITIES LLC located in New York, New York.

Gilad is registered as a RR (Registered Representative) and started their career in finance in 1992. Gilad has worked at 17 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 79, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gil Otten | Gil Ottensoser | Gilad Ottensoser | Gilad N Ottensoser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gilad N Ottensoser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2025 - Present

KINGSROCK SECURITIES LLC

Office #1: 900 Third Avenue - Suite 1801, New York, NY 10022
BD
CRD#: 325143
NEW YORK, NY
Past

August 21, 2023 - July 10, 2025

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEW YORK, NY
Past

May 23, 2018 - May 10, 2023

BTIG, LLC

BD
CRD#: 122225
New York, NY
Past

September 30, 2016 - May 25, 2018

SHOREBRIDGE CAPITAL SECURITIES, LLC

BD
CRD#: 269991
NEW YORK, NY
Past

January 2, 2014 - August 23, 2016

LWPARTNERS CAPITAL GROUP LLC

BD
CRD#: 167438
NEW YORK, NY
Past

June 18, 2013 - December 31, 2013

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

December 21, 2007 - February 5, 2013

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

October 14, 2002 - December 20, 2007

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
NEW YORK, NY
Past

March 26, 2002 - October 16, 2002

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

May 27, 1997 - April 25, 2002

KC MAY SECURITIES CORP.

BD
CRD#: 17833
NEW YORK, NY
Past

November 14, 1996 - May 27, 1997

THE THORNWATER COMPANY, L.P.

BD
CRD#: 36195
NEW YORK, NY
Past

November 8, 1994 - November 11, 1996

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

September 26, 1994 - November 18, 1994

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

March 21, 1994 - June 29, 1995

D. BLECH & COMPANY, INCORPORATED

BD
CRD#: 26063
NEW YORK, NY
Past

May 25, 1993 - March 28, 1994

WESTFIELD FINANCIAL CORPORATION

BD
CRD#: 8143
NEW YORK, NY
Past

March 19, 1993 - May 4, 1993

ALLIED CAPITAL, INC.

BD
CRD#: 25975
NEW YORK, NY
Past

February 22, 1993 - March 24, 1993

ADVANCED EQUITY GROUP, INC.

BD
CRD#: 13873
Past

October 5, 1992 - March 24, 1993

ADVANCED EQUITY GROUP, INC.

BD
CRD#: 13873

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(12/11/2025)
RR
New York
(12/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/8/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 12/11/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/20/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/1/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/2/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/8/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KINGSROCK SECURITIES LLC
KINGSROCK SECURITIES LLC

CRD#: 325143 / SEC#: , 8-71064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
900 Third Avenue, Suite 1801, New York, NY 10022
Mailing Address
900 Third Avenue, Suite 1801, New York, NY 10022
Phone number
(917) 992-4544
Established
Delaware since 01/20/2023
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSROCK ADVISORS LLCMEMBER
GOODE, JACQUELINE MARIECCO1292607
JAFFE, LOUIS STEVENCHIEF EXECUTIVE OFFICER & MANAGING PARTNER2310182
PLOTYCIA, STEVEN WILLIAMFINOP/POO/PFO5293014
WOHLIN, HAKAN NILSMANAGING PARTNER2329972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KINGSROCK SECURITIES LLC

CRD#: 325143New York, NY 10022

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