RP
Rhonda L. Pellegrino
TRUIST INVESTMENT SERVICES
Winston-salem, NC 27104
Some features on this profile are disabled
CRD#: 2237527
RP
Professional summary
Rhonda Lynn Pellegrino, who also goes by Rhonda Lynn Ledoux, Rhonda Lynn Zovich, is a registered financial professional currently at TRUIST INVESTMENT SERVICES, INC. located in Winston-salem, North Carolina.
Rhonda is registered as a RR (Registered Representative) and started their career in finance in 1996. Rhonda has worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Rhonda Lynn Ledoux | Rhonda Lynn Zovich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rhonda Lynn Pellegrino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 110 S Stratford Rd Ste 502, Winston-salem, NC 27104BD
CRD#: 17499
Winston-salem, NC
Past
April 26, 2011 - October 7, 2019
STEPHENS
BD
CRD#: 3496
NEW YORK, NY
Past
August 7, 2000 - April 11, 2011
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Past
November 29, 1996 - July 11, 2000
SCHRODER & CO. INC.
BD
CRD#: 6112
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2022)
RR
Alaska(1/6/2022)
RR
Arizona(1/6/2022)
RR
Arkansas(1/6/2022)
RR
California(1/6/2022)
RR
Colorado(1/6/2022)
RR
Connecticut(1/6/2022)
RR
Delaware(1/6/2022)
RR
District of Columbia(1/6/2022)
RR
Florida(1/6/2022)
RR
Georgia(1/6/2022)
RR
Hawaii(1/6/2022)
RR
Idaho(1/6/2022)
RR
Illinois(1/6/2022)
RR
Indiana(1/6/2022)
RR
Iowa(1/6/2022)
RR
Kansas(1/6/2022)
RR
Kentucky(1/6/2022)
RR
Louisiana(1/6/2022)
RR
Maine(1/6/2022)
RR
Maryland(1/6/2022)
RR
Massachusetts(1/6/2022)
RR
Michigan(1/6/2022)
RR
Minnesota(1/6/2022)
RR
Mississippi(1/6/2022)
RR
Missouri(1/6/2022)
RR
Montana(1/6/2022)
RR
Nebraska(1/6/2022)
RR
Nevada(1/6/2022)
RR
New Hampshire(1/6/2022)
RR
New Jersey(1/6/2022)
RR
New Mexico(1/6/2022)
RR
New York(1/6/2022)
RR
North Carolina(9/29/2021)
RR
North Dakota(1/6/2022)
RR
Ohio(1/7/2022)
RR
Oklahoma(1/6/2022)
RR
Oregon(1/6/2022)
RR
Pennsylvania(1/6/2022)
RR
Puerto Rico(1/6/2022)
RR
Rhode Island(1/6/2022)
RR
South Carolina(1/6/2022)
RR
South Dakota(1/6/2022)
RR
Tennessee(1/6/2022)
RR
Texas(1/6/2022)
RR
Utah(1/6/2022)
RR
Vermont(1/6/2022)
RR
Virgin Islands(1/6/2022)
RR
Virginia(1/6/2022)
RR
Washington(1/6/2022)
RR
West Virginia(1/6/2022)
RR
Wisconsin(1/6/2022)
RR
Wyoming(1/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TRUIST INVESTMENT SERVICES, INC.
ALEXANDER KEY | TRUIST INVESTMENT SERVICES, INC. | SUNTRUST SECURITIES, INC. | SUNTRUST SECURITIES INC | SUNTRUST INVESTMENT SERVICES, INC. | SUNTRUST BROKERAGE SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street Suntrust Garden Offices Suite 140, Atlanta, GA 30303
Mailing Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Phone number
(800) 874-4770
Established
Georgia since 11/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499Winston-salem, NC 27104TRUST BUT VERIFY
Monitor Rhonda Pellegrino
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
