B A. Schmucker

DSP SECURITIES

Conshohocken, PA 19428

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CRD#: 2237452

Professional summary

B Andrew Schmucker, who also goes by Andrew Schmucker, Bruce Andrew Schmucker, is a registered financial professional currently at DSP SECURITIES, LLC located in Conshohocken, Pennsylvania.

B is registered as a RR (Registered Representative) and started their career in finance in 1992. B has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Schmucker | Bruce Andrew Schmucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view B Andrew Schmucker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2019 - Present

DSP SECURITIES, LLC

Office #1: 161 Washington Street Suite 580, Conshohocken, PA 19428Office #2: 161 Washington Street, Suite 580, Conshohocken, PA 19428

CRD#: 298048

Conshohocken, PA

Past

October 17, 2012 - May 14, 2019

SSG CAPITAL ADVISORS, LLC

CRD#: 150750

WEST CONSHOHOCKEN, PA

Past

August 27, 2008 - September 18, 2012

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

December 1, 2005 - August 19, 2008

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

PHILADELPHIA, PA

Past

December 4, 1992 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(5/23/2019)

Exams

State Security Law Exam

Series 63

Date: 2/13/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DSP SECURITIES, LLC

CRD#: 298048 / SEC#: , 8-70170

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

161 Washington Street Suite 580, Conshohocken, PA 19428

Mailing Address

161 Washington Street Suite 580, Conshohocken, PA 19428

Phone number

(484) 533-6311

Established

Pennsylvania since 06/15/2018

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DELANCEY STREET HOLDINGS LLC	SHAREHOLDER
ATTANASIO, ELIZABETH MARIE	FINOP, PFO	5325007
DOLAN, PATRICK EDWARD	CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR
FILIP, WILLIAM JAY	MANAGING DIRECTOR
SCHMUCKER, B ANDREW	MANAGING PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

B A. Schmucker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view B Andrew Schmucker's CRS (Customer Relationship Summary).

Certified licenses

Experience

SSG CAPITAL ADVISORS, LLC

JANNEY MONTGOMERY SCOTT LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/13/2013

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/1/1992

Series 24

Date: 7/13/1999

FINRA

Current Firm

DSP SECURITIES, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DSP SECURITIES, LLC

TRUST BUT VERIFY

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