James P. Canouse
Professional summary
James Patrick Canouse, who also goes by Jim Canouse, is a registered financial professional currently at WELLFLEET INVESTMENTS LLC located in Floral Park, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Patrick Canouse's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
WELLFLEET INVESTMENTS LLC
Office #1: 85-87 Covert Ave Second Floor Rear Left, Floral Park, NY 11001August 4, 2008 - October 23, 2008
BRIDGE CAPITAL ASSOCIATES, INC.
February 9, 2004 - July 31, 2008
JPC CAPITAL PARTNERS, INC.
October 22, 1999 - January 13, 2004
J.P. CAREY SECURITIES, INC.
October 6, 1995 - November 29, 1995
DISCOVERY CAPITAL GROUP
January 21, 1993 - October 5, 1995
INTERNATIONAL ASSETS ADVISORY, LLC
November 22, 1992 - January 22, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/29/2026
General Securities Representative ExaminationFINRA
Current Firm
WELLFLEET INVESTMENTS LLC
CRD#: 18488 / SEC#: , 8-36769
Contact information
FINRA licenses (10 States and Territories)
Red Flags
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