Jerold T Garvey
Professional Summary
Jerold T Garvey, who also goes by Jerold Thomas Garvey, Jerold Garvey, Jerry Garvey, is a registered financial advisor currently at LIQUIDNET, INC. located in Boston, Massachusetts. Jerold is registered as a RR (Registered Representative) and started their career in finance in 1992. Jerold has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jerold Thomas Garvey, Jerold Garvey, Jerry Garvey
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
LIQUIDNET, INC.
Contact Information
Main Address
200 Vesey Street 5th Floor, New York, NY 10281Mailing Address
200 Vesey Street 5th Floor, New York, NY 10281Phone Number
(212) 208-2000Established
Delaware since 01/12/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/5/2020)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1998SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jerold T Garvey's CRS (Customer Relationship Summary).
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