Craig M. Fanning
Professional summary
Craig Matthew Fanning, who also goes by Craig M Fanning, Craig Matthew Fanning, Craig Fanning, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Marble Falls, Texas and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig Matthew Fanning's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
March 10, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917July 17, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 9, 2022 - December 20, 2022
CHARLES SCHWAB & CO., INC.
August 27, 2020 - October 28, 2020
VANGUARD MARKETING CORPORATION
November 7, 2016 - August 28, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
March 18, 2015 - August 7, 2015
LADENBURG THALMANN & CO. INC.
November 3, 2014 - March 16, 2015
HARVESTONS SECURITIES, INC.
April 3, 2014 - July 7, 2014
STARK FINANCIAL INDUSTRIES LLC
October 22, 2012 - April 9, 2014
E.J. DE LA ROSA & CO., INC.
March 20, 2012 - September 25, 2012
FIRST EMPIRE SECURITIES, INC.
December 8, 2009 - December 9, 2011
MF GLOBAL INC.
April 26, 2004 - September 13, 2007
COUNTRYWIDE SECURITIES CORPORATION
September 5, 2002 - April 15, 2004
BANC OF AMERICA SECURITIES LLC
June 29, 1998 - December 8, 2000
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
November 7, 1996 - September 2, 1997
SBC WARBURG, INC.
June 5, 1994 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
June 5, 1994 - May 20, 1996
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/16/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/10/2023)
(3/31/2025)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
(3/15/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
