Timothy R. Ruplin
Professional summary
Timothy Ralph Ruplin is a registered financial professional currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1992. Timothy has worked at 2 firms and has passed the Series 63, Series 72, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Ralph Ruplin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 1994 - Present
U.S. STERLING SECURITIES, INC.
Office #1: 1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788Office #2: 1393 Veterans Memorial Highway 412n, Hauppauge, NY 11788April 24, 1992 - September 13, 1994
LONG ISLAND NETWORK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2016)
(10/26/2016)
(3/4/2003)
(12/6/2016)
(12/6/2016)
(12/6/2016)
(1/3/1995)
(10/5/2011)
(1/9/2012)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
U.S. STERLING SECURITIES, INC.
CRD#: 35912 / SEC#: , 8-47052
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
