Daniel W. Walsh
Professional summary
Daniel William Walsh, CFP®, who also goes by Dan Walsh, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Sun City Center, Florida and TRUIST INVESTMENT SERVICES, INC. located in Lithia, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel William Walsh's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
August 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1525 Rickenbacker Dr, Sun City Center, FL 33573April 3, 1997 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 16705 Fishhawk Blvd, Lithia, FL 33547Office #2: 655 W Brandon Blvd, Brandon, FL 33511Office #3: 11015 Causeway Blvd, Brandon, FL 33511Office #4: 13124 Us Highway 301 S, Riverview, FL 33578Office #5: 1525 Rickenbacker Dr, Sun City Center, FL 33573Office #6: 11721 Boyette Rd, Riverview, FL 33569April 3, 1997 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 4, 1993 - April 2, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 4, 1993 - April 2, 1997
OSAIC FA, INC.
June 16, 1992 - May 11, 1993
FIDELITY EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2019)
(8/31/2007)
(10/17/2012)
(4/3/1997)
(8/15/2016)
(4/28/2011)
(6/22/2020)
(3/11/2010)
(2/27/2019)
(7/30/2021)
(9/15/2020)
(10/16/2017)
(5/2/2007)
(8/5/2021)
(1/3/2020)
(6/14/2019)
(7/13/2011)
(5/17/2018)
(10/17/2011)
(8/11/2023)
(4/27/2020)
(4/24/2007)
(4/17/2019)
(1/24/2018)
(5/7/2002)
(3/13/2017)
(12/1/2022)
(8/26/2019)
(7/11/2014)
(4/29/2020)
(11/7/2016)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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