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Thomas N Schirripa

THE BENCHMARK COMPANY
NEW YORK, NY
·CRD# 2231180·34 years experience

Professional Summary

Thomas N Schirripa, who also goes by Thomas Nicholas Schirripa, is a registered financial advisor currently at THE BENCHMARK COMPANY, LLC located in New York, New York and STONEX FINANCIAL INC. located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 9 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Nicholas Schirripa

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
1. 230 Park Avenue 32nd Floor, New York, NY 101692. 230 Park Avenue 32nd Floor, New York, NY 10169
July 3, 2018 - Present
STONEX FINANCIAL INC.·CRD# 45993
BD
230 Park Avenue 10th Floor, New York, NY, 10169
July 21, 2026 - Present
CONCEPT CAPITAL TRADING LLC·CRD# 158892
BD
New York, NY
October 12, 2012 - February 1, 2013
COWEN PRIME SERVICES LLC·CRD# 153397
BD
Garden City, NY
November 1, 2010 - December 12, 2016
WASHINGTON ANALYSIS CORPORATION·CRD# 137180
BD
Washington, DC
February 22, 2006 - October 21, 2008
WASHINGTON ANALYSIS LLC·CRD# 104355
BD
Washington, DC
April 12, 2001 - March 7, 2006
SANDERS MORRIS LLC·CRD# 20580
BD
Garden City, NY
July 1, 2000 - September 13, 2011
CJS SECURITIES, INC.·CRD# 44823
BD
White Plains, NY
July 8, 1998 - December 31, 2003
BLACKFORD SECURITIES CORP.·CRD# 20954
BD
Garden City, NY
February 17, 1998 - July 1, 2000

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Current Firm

SF
STONEX FINANCIAL INC.

INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone Number

(407) 741-5300

Established

Florida since 05/29/1998

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHDIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
LYON, CHARLES MARTINDIRECTOR, PRESIDENT4000852
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826

Disclosures

Regulatory Event

76

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1992About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas N Schirripa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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