Michelle L. Simandle
Professional summary
Michelle Lynn Simandle, who also goes by Michelle L Clayton, Michelle Lynn Hupp, Michelle L Simandle, Michelle Lynn Simandle, Michelle Simandle, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Indianapolis, Indiana and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michelle has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lynn Simandle's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
October 22, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917October 25, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 1, 2018 - December 8, 2020
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
May 1, 2018 - December 8, 2020
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
February 1, 2017 - October 6, 2017
SANCTUARY SECURITIES, INC.
January 30, 2017 - October 6, 2017
SANCTUARY ADVISORS, LLC
January 22, 2015 - January 25, 2016
PNC WEALTH MANAGEMENT LLC
January 22, 2015 - January 25, 2016
PNC WEALTH MANAGEMENT LLC
January 3, 2012 - November 12, 2014
CHARLES SCHWAB & CO., INC.
March 5, 2003 - December 31, 2011
CHARLES SCHWAB & CO., INC.
August 27, 1992 - November 12, 2014
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(3/31/2025)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(3/31/2025)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
(10/22/2021)
Exams
Series 8
Date: 9/11/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
