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Rosemary Ann Burns

CRD# 2228853·Registered 1992 - 2021
Previously Registered: Being a previously registered professional could mean that Rosemary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rosemary Ann Burns, who also goes by Rosemary A Burns, was a registered financial advisor. Rosemary was a previously registered financial professional and started their career in finance 1992 - 2021. Rosemary had worked at 58 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rosemary A Burns

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

DANSKE MARKETS INC.·CRD# 113404
BD
New York, NY
August 10, 2016 - April 15, 2021
WESTPAC CAPITAL MARKETS LLC·CRD# 164763
BD
New York, NY
January 15, 2013 - April 2, 2015
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
Red Bank, NJ
November 9, 2012 - May 1, 2014
BERENBERG CAPITAL MARKETS LLC·CRD# 156757
BD
New York, NY
November 9, 2011 - September 1, 2017
BRYAN GARNIER SECURITIES, LLC·CRD# 152528
BD
New York, NY
July 9, 2010 - April 9, 2012
PHARUS SECURITIES, LLC·CRD# 148002
BD
New York, NY
November 20, 2008 - April 30, 2021
N.A. INVESTCORP LLC·CRD# 134162
BD
New York, NY
August 26, 2008 - February 23, 2011
ATON SECURITIES, INC.·CRD# 100841
BD
New York, NY
September 14, 2007 - December 10, 2007
SUMMIT SECURITIES GROUP LLC·CRD# 143727
BD
New York, NY
September 10, 2007 - November 1, 2010
UU EQUITIES, INC.·CRD# 142808
BD
Brooklyn, NY
June 13, 2007 - April 13, 2010
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC·CRD# 41461
BD
New York, NY
October 23, 2006 - October 14, 2021
EMERALD POINT CAPITAL, LLC·CRD# 132014
BD
New York, NY
September 8, 2006 - June 26, 2020
DVB CAPITAL MARKETS LLC·CRD# 138349
BD
New York, NY
August 9, 2006 - February 4, 2020
GLEN RAUCH SECURITIES, INC.·CRD# 17843
BD
New York, NY
August 2, 2006 - February 24, 2009
ZENITH SECURITIES LLC·CRD# 138135
BD
Norwalk, CT
May 11, 2006 - September 16, 2015
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
New York, NY
February 22, 2006 - January 27, 2009
INDEPENDENT BROKERS LLC·CRD# 136163
BD
Woodbury, NY
November 16, 2005 - January 22, 2008
GUIDANCE SECURITIES, LLC·CRD# 121056
BD
Reston, VA
October 12, 2005 - April 30, 2021
DBS VICKERS SECURITIES (USA) INC.·CRD# 35691
BD
New York, NY
September 22, 2005 - October 30, 2014
CENTERVIEW PARTNERS LLC·CRD# 133796
BD
New York, NY
May 17, 2005 - July 24, 2006
NH INVESTMENT & SECURITIES AMERICA, INC.·CRD# 30660
BD
New York, NY
May 16, 2005 - November 9, 2005
KOREA INVESTMENT & SECURITIES AMERICA, INC.·CRD# 104158
BD
New York, NY
May 24, 2004 - May 4, 2005
COADY DIEMAR PARTNERS, LLC·CRD# 128334
BD
New York, NY
January 13, 2004 - May 11, 2015
DNB CARNEGIE, INC.·CRD# 127605
BD
New York, NY
December 9, 2003 - May 4, 2021
DBS VICKERS SECURITIES (USA) INC.·CRD# 35691
BD
New York, NY
August 26, 2003 - October 19, 2004
MIRAE ASSET SECURITIES (USA) INC.·CRD# 30679
BD
New York, NY
March 20, 2003 - March 22, 2004
RABO SECURITIES USA, INC.·CRD# 122657
BD
New York, NY
February 12, 2003 - February 24, 2011
BLADEX SECURITIES, L.L.C.·CRD# 106485
BD
New York, NY
May 22, 2001 - June 15, 2001
CA IB SECURITIES (NEW YORK) INC.·CRD# 14851
BD
New York, NY
May 21, 2001 - July 31, 2001
VALLEY FINANCIAL MANAGEMENT, INC.·CRD# 105387
BD
New York, NY
May 3, 2001 - April 7, 2014
JS CRESVALE SECURITIES (US) INC.·CRD# 104074
BD
Cupertino, CA
February 8, 2001 - September 18, 2001
MAYTAL SECURITIES, LLC·CRD# 104304
BD
Teaneck, NJ
January 24, 2001 - December 14, 2001
REGENT U.S., INC·CRD# 104015
BD
New York, NY
October 27, 2000 - July 16, 2001
WESTOR CAPITAL GROUP, INC.·CRD# 103823
BD
Herkimer, NY
September 27, 2000 - September 12, 2003
SIDOTI & COMPANY, LLC·CRD# 102860
BD
New York, NY
July 31, 2000 - July 30, 2003
ATON SECURITIES, INC.·CRD# 100841
BD
New York, NY
June 30, 2000 - September 18, 2002
VCROSS CAPITAL MARKETS LLC·CRD# 40949
BD
Greenwich, CT
May 2, 2000 - October 7, 2002
ACCI SECURITIES, INC.·CRD# 28292
BD
New York, NY
March 21, 2000 - January 8, 2001
TRIDENT PARTNERS LTD.·CRD# 41258
BD
Woodbury, NY
December 7, 1999 - March 6, 2002
NABSECURITIES, LLC·CRD# 47390
BD
New York, NY
November 23, 1999 - April 30, 2021
CIC MARKET SOLUTIONS, INC.·CRD# 47069
BD
New York, NY
September 14, 1999 - November 13, 2006
JAGUAR SECURITIES, LLC·CRD# 43750
BD
Montebello, NY
May 6, 1999 - June 11, 2003
BBA SECURITIES CORP.·CRD# 43512
BD
New York, NY
October 29, 1998 - July 31, 1999
A.B. WATLEY, INC.·CRD# 797
BD
New York, NY
July 3, 1997 - April 2, 2001
GLOBAL EXPRESS SECURITIES, INC.·CRD# 41921
BD
Las Vegas, NV
May 14, 1997 - October 29, 1998
AGS SECURITIES, INC.·CRD# 38462
BD
Rye, NY
January 10, 1997 - January 1, 1998
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
November 26, 1996 - May 6, 1997
MCFADDEN, FARRELL & SMITH, L.P.·CRD# 26245
BD
New York, NY
November 14, 1996 - October 6, 1998
FIBRA SECURITIES INC.·CRD# 39680
BD
New York, NY
November 6, 1996 - June 6, 2000
COLUMBIA EQUITY FINANCIAL CORP.·CRD# 37380
BD
Washington, DC
April 3, 1996 - August 12, 1996
THE THORNWATER COMPANY, L.P.·CRD# 36195
BD
New York, NY
March 13, 1996 - May 15, 1996
ARJENT LTD.·CRD# 35909
BD
New York, NY
September 25, 1995 - April 1, 2003
ROBERTS SECURITIES INTERNATIONAL INC.·CRD# 36714
BD
New York, NY
May 16, 1995 - August 4, 1998
BBA ICATU SECURITIES INC.·CRD# 36370
BD
New York, NY
March 22, 1995 - April 17, 2000
CX, INC.·CRD# 19168
BD
October 7, 1994 - December 15, 1995
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
March 17, 1994 - March 31, 1994
STATE CAPITAL MARKETS CORPORATION·CRD# 13685
BD
New York, NY
January 24, 1994 - January 19, 1995
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
October 14, 1993 - November 22, 1993
TRANS-HUDSON, L.L.C.·CRD# 33060
BD
Montebello, NY
September 20, 1993 - January 1, 1994
HANSON ANDERSON SECURITIES CORPORATION·CRD# 10629
BD
Las Vegas, NV
August 11, 1993 - December 8, 1997
ATLANTIC GENERAL FINANCIAL CORP.·CRD# 27272
BD
June 19, 1992 - August 25, 1995

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Current Firm

DM
DANSKE MARKETS INC.

DANSKE MARKETS INC | DANSKE SECURITIES (US), INC. | DANSKE MARKETS INC.

CRD#: 113404 / SEC#: 8-53341
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

575 Fifth Avenue 33rd Floor, New York, NY 10017

Mailing Address

575 Fifth Avenue 33rd Floor, New York, NY 10017

Phone Number

(212) 293-0600

Established

Delaware since 02/12/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DANSKE BANK A/S100% OWNER—
BROFSKY, IRATREASURER, PFO, POO4839408
CREVATIN MARTIN, CAROLINADIRECTOR8059961
GREGORY, PAUL MARTINCHAIRMAN OF THE BOARD7164045
HUBBARD, EDWARD DERRYDIRECTOR8216979
IVERSEN, ANDERS BARRONCHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY5923638
KIRSCHENBLATT, CHAD ETHANFINOP2503352
OLESEN, HANNE KOLDKURDIRECTOR6855827
OLSSON, JENNIFER GARRETTCHIEF COMPLIANCE OFFICER4395377
TORNQVIST, CHRISTIAN LARSDIRECTOR8060007
WELCH, ALLISTAIR DANIELDIRECTOR7845649

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1992About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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