Rosemary Ann Burns
Professional Summary
Rosemary Ann Burns, who also goes by Rosemary A Burns, was a registered financial advisor. Rosemary was a previously registered financial professional and started their career in finance 1992 - 2021. Rosemary had worked at 58 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rosemary A Burns
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
No current employment
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
34 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
DANSKE MARKETS INC | DANSKE SECURITIES (US), INC. | DANSKE MARKETS INC.
Contact Information
Main Address
575 Fifth Avenue 33rd Floor, New York, NY 10017Mailing Address
575 Fifth Avenue 33rd Floor, New York, NY 10017Phone Number
(212) 293-0600Established
Delaware since 02/12/2001Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANSKE BANK A/S | 100% OWNER | — |
| BROFSKY, IRA | TREASURER, PFO, POO | 4839408 |
| CREVATIN MARTIN, CAROLINA | DIRECTOR | 8059961 |
| GREGORY, PAUL MARTIN | CHAIRMAN OF THE BOARD | 7164045 |
| HUBBARD, EDWARD DERRY | DIRECTOR | 8216979 |
| IVERSEN, ANDERS BARRON | CHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY | 5923638 |
| KIRSCHENBLATT, CHAD ETHAN | FINOP | 2503352 |
| OLESEN, HANNE KOLDKUR | DIRECTOR | 6855827 |
| OLSSON, JENNIFER GARRETT | CHIEF COMPLIANCE OFFICER | 4395377 |
| TORNQVIST, CHRISTIAN LARS | DIRECTOR | 8060007 |
| WELCH, ALLISTAIR DANIEL | DIRECTOR | 7845649 |
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC


