Keith Mchugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Mchugh, who also goes by Keith Desmond Mchugh, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1992. Keith had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2012 - September 6, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 14, 2009 - May 25, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
October 15, 2008 - April 24, 2009
ECHOTRADE LLC
April 4, 2000 - January 8, 2007
PRUDENTIAL EQUITY GROUP, LLC
December 9, 1998 - March 28, 2000
J.P. MORGAN SECURITIES LLC
March 28, 1995 - September 28, 1998
JOSEPHTHAL & CO., INC.
January 6, 1994 - March 27, 1995
LOUIS NICOUD & ASSOCIATES
August 25, 1992 - September 22, 1993
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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