John B. Morrill
VOYA FINANCIAL ADVISORS
Charlotte, NC 28227
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CRD#: 2226296
Professional summary
John Bruce Morrill JR, CFP®, who also goes by Jr John B Morrill, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Charlotte, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jr John B Morrill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:TDA Associates, Inc; Yes; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; FINANCIAL SERVICES/DBA; president/owner; 5/1/1991; 8; 8; MARKET SECURITIES,FIXED INSURANCE PRODUCTS.|NAME OF ENTITY:JOHN BRUCE MORRILL-RENTAL PROPERTY; No; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; RENTAL PROPERTY; OWNER; 10/10/2016; 1; 0; MAINTAIN PROPERTY|NAME OF ENTITY:JOHN MORRILL JR-NOTARY; No; 2101 SARDIS RD N STE 109; CHARLOTTE; NC; 28227; NOTARY PUBLIC; NOTARY; 11/1/2010; 0; 0; NOTARIZE DOCUMENTS|NAME OF ENTITY:THE SMALL BUSINESS INSIGHT PANEL; No; PO BOX 802346; CHICAGO; IL; 60680; MAIL OUT LETTER/EMAIL; MAILER; 10/1/2010; 1; 1; SENDING JUNK MAIL TO THE RESEARCH PANEL IN ENVELOPES THAT THEY PROVIDE AND SENDING JUNK E-MAILS|
CRS (Client Relationship Summary) - RIA
Click below to view John Bruce Morrill JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Bruce Morrill JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2101 Sardis Road North Suite 109, Charlotte, NC 28227RIA
BD
CRD#: 2882
Charlotte, NC
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2101 Sardis Road North Suite 109, Charlotte, NC 28227RIA
BD
CRD#: 2882
Charlotte, NC
Past
April 8, 2002 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
CHARLOTTE, NC
Past
January 13, 2000 - June 24, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
CHARLOTTE, NC
Past
October 15, 1993 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
CHARLOTTE, NC
Past
April 9, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2023)
RR
Arizona(6/2/2025)
RR
Colorado(1/4/2016)
RR
Florida(5/9/2012)
RR
Georgia(1/3/2011)
RR
Hawaii(5/9/2012)
RR
Idaho(5/4/2023)
RR
Illinois(1/6/2025)
RR
Indiana(7/11/2023)
RR
Kentucky(5/17/2023)
RR
Louisiana(2/9/2021)
RR
Maryland(6/7/2022)
RR
Michigan(6/6/2023)
IAR
New York(1/4/2023)
RR
New York(1/5/2023)
RR
North Carolina(1/3/2011)
IAR
North Carolina(1/3/2011)
RR
North Dakota(6/2/2025)
RR
Ohio(10/1/2014)
RR
Oregon(12/2/2024)
RR
Pennsylvania(1/5/2024)
RR
Rhode Island(11/2/2020)
RR
South Carolina(1/3/2011)
RR
Tennessee(8/18/2020)
RR
Texas(1/4/2016)
IAR
Texas(4/30/2020)
RR
Utah(10/10/2023)
RR
Vermont(8/24/2021)
RR
Virginia(1/3/2011)
RR
Washington(10/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
