Mark E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Johnson was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 8 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2021 - September 20, 2021
HALO SECURITIES, LLC
August 30, 2016 - January 13, 2017
RESOURCE SECURITIES LLC
May 28, 2009 - March 9, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
June 2, 2005 - May 4, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 30, 2003 - April 22, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 21, 2002 - April 14, 2003
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
October 7, 1992 - May 19, 2000
GLOBAL ATLANTIC DISTRIBUTORS, LLC
April 14, 1992 - September 4, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 14, 1992 - September 4, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
HALO SECURITIES, LLC
CRD#: 279029 / SEC#: , 8-69655
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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