JM
Joseph P. Marsden
TRUST ADVISORY GROUP LTD
Holliston, MA 01746
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CRD#: 2220863
JM
Professional summary
Joseph P. Marsden JR., who also goes by J. P. Marsden Jr., Jay Marsden Jr, Joseph Patrick Marsden Jr, is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Holliston, Massachusetts and STONEX SECURITIES INC. located in Holliston, Massachusetts.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J. P. Marsden Jr. | Jay Marsden Jr | Joseph Patrick Marsden Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Marsden Law PC - 847 Washington ST Holliston, MA 01746 Nature of Business: Law Firm Investment Related: No Business Position: Attorney Business Duties: Lawyer Business Start Date: 11/18/2009 Approximately 30 hours spent on this OBA monthly; with zero during market hours. 2) 847 Washington St LLC - 847 Washington St Holliston MA 01746 Nature of Business: Real Estate Investment Related: No Business Position: Owner Business Duties: Owns my office building Business Start Date: 12/31/2017 Approximately 4hours spent on this OBA monthly; with zero during market hours. 3) Solares Hill Advisors - 847 Washington St Nature of Business: Securities Investment Related: Yes Business Position: Owner Business Duties: Owner investment advisor Business Start Date: 03/17/2010 Approximately 20 hours spent on OBA; with 4 during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph P. Marsden JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2009 - Present
TRUST ADVISORY GROUP LTD
Office #1: 847 Washington Street, Holliston, MA 01746RIA
CRD#: 106926
Holliston, MA
Current
November 6, 2024 - Present
STONEX SECURITIES INC.
Office #1: 847 Washington St, Holliston, MA 01746BD
CRD#: 18456
HOLLISTON, MA
Past
April 29, 2009 - September 24, 2024
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
Holliston, MA
Past
April 9, 2001 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
RIA
CRD#: 109516
BOSTON, MA
Past
May 9, 1994 - April 9, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
March 26, 1992 - September 21, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/6/2024)
IAR
Massachusetts(4/29/2009)
RR
Massachusetts(11/6/2024)
RR
New Hampshire(1/2/2025)
RR
New York(1/2/2025)
RR
Pennsylvania(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUST ADVISORY GROUP LTD
CRD#: 106926Holliston, MA 01746TRUST BUT VERIFY
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