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Kimberly Lynn Blackmore

MARSH SECURITIES
NEW YORK, NY
·CRD# 2219307·31 years experience

Professional Summary

Kimberly Lynn Blackmore, who also goes by Kimberly Frampton, is a registered financial advisor currently at MARSH SECURITIES LLC located in New York, New York and MMA SECURITIES LLC located in New York, New York. Kimberly is registered as a RR (Registered Representative) and started their career in finance in 1995. Kimberly has worked at 7 firms and has passed the Series 99TO, SIE, Series 7, Series 3, Series 24, Series 30 and Series 27...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kimberly Frampton

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

MARSH SECURITIES LLC·CRD# 103846
BD
1166 Avenue Of The Americas, New York, NY 10036
October 3, 2008 - Present
MMA SECURITIES LLC·CRD# 44254
RIA
BD
1166 Avenue Of The Americas 23rd Floor, New York, NY 10036
July 26, 2012 - Present
JSL SECURITIES, INC.·CRD# 140116
BD
Overland Park, KS
January 27, 2022 - December 2, 2022
INTERLINK SECURITIES CORP.·CRD# 30505
BD
Woodland Hills, CA
October 3, 2008 - November 22, 2010
CATHAY FINANCIAL INC·CRD# 30065
BD
New York, NY
April 30, 2001 - October 15, 2007
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
November 5, 1996 - April 5, 2001
YAMAICHI INTERNATIONAL (AMERICA) INC.·CRD# 909
BD
New York, NY
December 4, 1995 - September 27, 1996

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Current Firm

MS
MMA SECURITIES LLC

COMPASS FINANCIAL PARTNERS | PRECEPT ADVISORY GROUP LLC | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE

CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)
Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1166 Avenue Of The Americas, New York, NY 10036

Mailing Address

1166 Avenue Of The Americas, New York, NY 10036

Phone Number

(917) 625-4069

Established

New Jersey since 02/03/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

211

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MMAS PERSONALIZED ADVISORY SERVICES FIRM BROCHURE 03.2025 (6/30/2026)

Direct owners and executive officers

NamePositionCRD#
MARSH INSURANCE & INVESTMENTS LLCOWNER—
BARTKUS, BRIAN EDWARDSENIOR SUPERVISORY PRINCIPAL2827119
BLACKMORE, KIMBERLY LYNNFINOP, CFO, PFO, POO, AND DIRECTOR2219307
REID, CRAIG JPRESIDENT, DIRECTOR6280558
WEINSTOCK, JUDITH ANNCHIEF COMPLIANCE OFFICER, CHIEF COUNSEL AND DIRECTOR8096565

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MMA SECURITIES LLC

COMPASS FINANCIAL PARTNERS | PRECEPT ADVISORY GROUP LLC | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE

CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)
Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jul 1995About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam

Series 30 — NFA Branch Manager Examination

Passed Jul 1995About the Series 30 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1995About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kimberly Lynn Blackmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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